Compliance Risk Manager

7 days ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is hiring a Junior AML & Conflicts Analyst in London. This role involves analyzing conflict searches, maintaining compliance knowledge, and supporting firm-wide operations.

Job Description:
  • Perform Conflict Searches: Conduct thorough conflict searches and provide recommendations for best practice.
  • Maintain Compliance Knowledge: Stay up-to-date with relevant processes, policies, and procedures, including SRA rules and AML legislation.
  • Support Firm-Wide Operations: Assist firm-wide staff and departments as needed, providing guidance on compliance matters.
  • Answer Client Queries: Respond to client and matter-related queries, offering guidance on best practice and escalating legal/commercial conflicts and AML issues when necessary.
  • Maintain Database: Ensure the firm's conflict database is accurate and complete.
  • Research and Document Clients: Research new and existing clients via online sources and internal software programs, performing CDD and updating internal documentation.
  • Implement Information Barriers: Assist in implementing information barriers, ensuring effective separation of client data.
Requirements:
  • Desirable Experience: Previous experience working with AML or conflicts gained within a law firm is highly desirable.
  • Analytical Skills: Excellent analytical and time management skills are crucial for success in this role.

A competitive salary of £40,000 - £50,000 per annum is available based on experience. Our ideal candidate has strong analytical skills, attention to detail, and a genuine interest in compliance.


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