Compliance Risk Manager

21 hours ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time
Job Title

A Compliance Risk Manager is sought by AJ FOX COMPLIANCE to join their busy legal team in London.

  • Conduct client due diligence for various clients, reviewing materials and advising on necessary information.
  • Perform risk assessments at client onboarding and updates to determine heightened money laundering risks.
  • Utilize external databases and research prospective clients for negative media coverage.
  • Draft emails for senior management approval regarding PEP checks.
  • Screen clients against HM Treasury's consolidated sanctions list.
  • Respond to queries from stakeholders about CDD requirements.
Key Responsibilities:
  1. Client Due Diligence (CDD)
  2. Risk Assessments
  3. Database Utilization
  4. Media Research
  5. PEP Checks
  6. Sanctions Screening

The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with AML databases. A degree, strong teamwork skills, and a focus on excellence are also required.

Estimated Salary: £45,000 - £55,000 per annum

This role requires the ability to work effectively in a team environment and promote excellence in all aspects of compliance and risk management.


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