Compliance Risk Manager

15 hours ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time
Job Title

We are seeking a highly skilled Compliance Coordinator to join our team at AJ FOX COMPLIANCE in London.

About the Role

The Compliance Coordinator will oversee central onboarding, client and matter-opening processes, ensuring a high-quality service is provided to internal and external clients.

This role involves working with regulatory experience within a legal or consultancy environment, using client relationship management systems.

  • Ensuring intake processes are completed properly, documentation and online records are up-to-date
  • Closure of matters and liaising with departments where necessary
  • Monitoring the team inbox
  • Developing KYC/AML policies, processes, and systems
  • Ensuring compliance training is completed for new staff
  • Overseeing and updating client and matter-opening processes (due diligence, risk checks/assessments, SOFs)
  • Updating the firm's SRA profile
  • Escalating enquiries as needed

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