Compliance Risk Manager
15 hours ago
We are seeking a highly skilled Compliance Coordinator to join our team at AJ FOX COMPLIANCE in London.
About the RoleThe Compliance Coordinator will oversee central onboarding, client and matter-opening processes, ensuring a high-quality service is provided to internal and external clients.
This role involves working with regulatory experience within a legal or consultancy environment, using client relationship management systems.
- Ensuring intake processes are completed properly, documentation and online records are up-to-date
- Closure of matters and liaising with departments where necessary
- Monitoring the team inbox
- Developing KYC/AML policies, processes, and systems
- Ensuring compliance training is completed for new staff
- Overseeing and updating client and matter-opening processes (due diligence, risk checks/assessments, SOFs)
- Updating the firm's SRA profile
- Escalating enquiries as needed
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Risk Governance
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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Compliance Risk Manager
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