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Compliance Officer/Paraplanner

2 months ago

Ferndown, Dorset, United Kingdom Dovetail Recruitment Ltd Full time
{"title": "Compliance and Paraplanning Opportunity", "content": "

Are you a skilled Compliance Officer/Paraplanner looking for a new challenge? We have an exciting opportunity for a Compliance and Paraplanning professional to join our dynamic team at Dovetail Recruitment Ltd.

About the Role:

We are seeking a highly motivated and experienced Compliance Officer/Paraplanner to oversee daily compliance functions and ensure regulatory standards are met. As a key member of our team, you will be responsible for:

  • Compliance Management: Manage daily compliance functions, including regulatory updates, training, and support.
  • Regulatory Updates: Stay up-to-date with FCA regulations and update company policies as needed.
  • Training and Support: Conduct training sessions and provide mentorship to advisors.
  • Audit Management: Confidently manage external compliance audits.
  • Research: Conduct thorough research for new pension and investment plans, including product features, underlying investments, and wrapper allocation.
  • Data Analysis: Use tools like FE Analytics, Defaqto Engage, Adviser Asset, and CashCalc (training provided if needed).

What We're Looking For:

We are looking for a highly skilled Compliance Officer/Paraplanner with:

  • Experience: Previous experience as a Compliance Officer or Paraplanner is essential.
  • Qualifications: Level 4 Diploma in Financial Planning.
  • Skills: Strong compliance and paraplanning skills, with proficiency in relevant tools (or willingness to learn).

Why Choose Us:

We offer a dynamic and supportive work environment, flexible work options, and opportunities for career growth and development. If you're looking for a role that offers both challenge and work-life balance, apply today to become a key player in our team.

"}