Regulatory Affairs and Compliance Officer
3 days ago
NJR Recruitment is pleased to offer a unique opportunity for a Level 4 Diploma Qualified individual to join our client's professional team as a Regulatory Affairs and Compliance Officer. This role will involve working closely with the senior management team to ensure the company remains compliant with regulatory requirements and maintains its high standards of service delivery.
The ideal candidate will possess excellent communication and interpersonal skills, as well as the ability to work collaboratively within a team environment. A strong understanding of regulatory compliance and industry standards is essential, particularly in relation to the Financial Services and Markets Act 2000 and relevant FCA rules.
Key Responsibilities:
- Assisting in the development and implementation of regulatory compliance policies and procedures
- Providing guidance and support to team members on regulatory compliance matters
- Conducting regular audits and reviews to ensure compliance with regulatory requirements
- Reporting any non-compliance or potential client detriment issues to the senior management team
- Maintaining accurate records and ensuring adherence to company policies and procedures at all times
The successful candidate will be rewarded with a competitive salary, approximately £48,000 - £58,000 per annum, depending on experience, along with hybrid working options and flexible working arrangements, including the possibility of a four-day week.
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Regulatory Affairs Manager
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