Senior Compliance Officer

6 days ago


Telford, Telford and Wrekin, United Kingdom NJR Recruitment Full time
NJR Recruitment is proud to have been instructed by an esteemed independent financial planning firm based in the UK. We are currently seeking a highly skilled Level 4 Diploma Qualified individual to fill the role of Practice/Compliance Manager.

The ideal candidate will possess strong leadership skills, excellent communication abilities, and a deep understanding of regulatory compliance. This role offers a unique opportunity for professional growth and development within a dynamic team environment.

The estimated salary for this position is around £40,000 - £60,000 per annum, depending on experience. Located in Telford, this job offers a great work-life balance with flexibility to work from home or in the office as needed. If you are a motivated and organized individual looking to take your career to the next level, please apply.

Duties include:
  • Observing and providing feedback to advisers
  • Supporting and developing team members
  • Supervising a team with various experience and skills
  • Completing regular one-on-ones and summarizing findings for Compliance meetings
  • Reporting any non-compliance issues or potential client detriment
  • Ensuring adherence to Financial Services and Markets Act 2000 and FCA rules
  • Staying up-to-date with relevant product, legislative, and technical changes
  • Following company policies and procedures


Please note that candidates must have a CII Level 4 Diploma and be located within a reasonable commuting distance to Telford.
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