Senior Compliance Officer
6 days ago
The ideal candidate will possess strong leadership skills, excellent communication abilities, and a deep understanding of regulatory compliance. This role offers a unique opportunity for professional growth and development within a dynamic team environment.
The estimated salary for this position is around £40,000 - £60,000 per annum, depending on experience. Located in Telford, this job offers a great work-life balance with flexibility to work from home or in the office as needed. If you are a motivated and organized individual looking to take your career to the next level, please apply.
Duties include:
- Observing and providing feedback to advisers
- Supporting and developing team members
- Supervising a team with various experience and skills
- Completing regular one-on-ones and summarizing findings for Compliance meetings
- Reporting any non-compliance issues or potential client detriment
- Ensuring adherence to Financial Services and Markets Act 2000 and FCA rules
- Staying up-to-date with relevant product, legislative, and technical changes
- Following company policies and procedures
Please note that candidates must have a CII Level 4 Diploma and be located within a reasonable commuting distance to Telford.
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