Regulatory Governance Specialist

1 week ago


Telford, Telford and Wrekin, United Kingdom NJR Recruitment Careers Full time
Job Overview

A highly respected firm of Independent Financial Planners in Telford is seeking a Regulatory Governance Specialist to join their team. In this role, you will be responsible for developing and implementing effective regulatory governance practices to ensure the highest standards of compliance and risk management.

About the Job
  • Design and implement comprehensive compliance frameworks and procedures
  • Lead regular training sessions to educate staff on regulatory requirements
  • Collaborate with senior management to identify and mitigate regulatory risks
  • Monitor and report on compliance performance and recommendations for improvement
Key Qualifications
  • Level 4 Diploma qualification in a related field
  • Familiarity with the Financial Services and Markets Act 2000 and relevant FCA rules
  • Excellent communication and interpersonal skills
Estimated Salary: £58,000 - £72,000 per annum

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