Regulatory Affairs Specialist
3 weeks ago
We are partnering with NJR Recruitment to fill a Practice/Compliance Manager role in Telford. The ideal candidate will possess strong leadership skills and be able to provide guidance and support to financial advisers.
The successful candidate will work alongside another Compliance professional, focusing on Practice Management initially and shifting towards Compliance over time. Key responsibilities include:
- Observing and providing feedback to advisers
- Supporting and developing teams of varying experience and skills
- Supervising team members and conducting regular one-on-one sessions
- Reporting non-compliance issues or potential client detriment
- Ensuring adherence to the Financial Services and Markets Act 2000 and relevant FCA rules
- Maintaining awareness of product, legislative, and technical changes
This is a flexible opportunity, allowing for a four-day workweek or hybrid arrangement. However, the candidate must be within a reasonable commuting distance to the office in Telford. A CII Level 4 Diploma is mandatory.
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Regulatory Affairs and Compliance Officer
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Telford, Telford and Wrekin, United Kingdom NJR Recruitment Full timeRole DetailsNJR Recruitment is pleased to offer a unique opportunity for a Level 4 Diploma Qualified individual to join our client's professional team as a Regulatory Affairs and Compliance Officer. This role will involve working closely with the senior management team to ensure the company remains compliant with regulatory requirements and maintains its...
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Regulatory Affairs Manager
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Regulatory Affairs Specialist
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Compliance Specialist
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