Regulatory Framework Specialist

1 day ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Full time
Job Title: Regulatory Framework Specialist

Azets is looking for a seasoned Regulatory Framework Specialist to join our team and contribute to the development and implementation of our regulatory compliance framework. As a key member of our Wealth Management team, you will play a critical role in ensuring that all activities comply with relevant laws and regulations.

In this role, you will be responsible for analyzing regulatory requirements, developing and implementing compliance policies and procedures, and providing guidance to the Azets Wealth Management team on regulatory matters. Your expertise will be essential in maintaining the integrity of our regulatory framework and protecting the organization's reputation.

Key Responsibilities:

  • Stay up-to-date with relevant laws and regulations affecting Wealth Management services and products.
  • Develop, implement, and manage a comprehensive compliance program to ensure adherence to all applicable regulatory requirements.
  • Monitor changes in the regulatory environment and adapt compliance policies and procedures accordingly.
  • Provide guidance and direction to the Azets Wealth Management team to ensure compliance with all internal and external regulations.

Estimated Salary: £55,000 - £75,000 per annum.

If you have a strong background in regulatory affairs and possess excellent analytical and communication skills, we encourage you to apply for this role.



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