Financial Regulatory Specialist

5 days ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Womble Bond Dickinson (UK) LLP Full time

Our Financial Regulatory team is part of our Banking, Finance & Insolvency practice at Womble Bond Dickinson (UK) LLP. We have a unique opportunity for an ambitious lawyer to join the team in London or on a hybrid basis from any of our offices.

The team advises clients across the financial institutions sector, including high street, investment and digital banks, payment services providers and EMIs, fintechs, wealth management and investment firms, insurers, consumer and mortgage lenders and primary and secondary intermediaries.

We provide regulatory support to our corporate and commercial teams on matters such as:

  • Regulatory perimeter and regulated activities
  • Authorisations, governance and conduct, including SMCR and Consumer Duty
  • Conduct of business, including investment and insurance regulation, consumer lending and safeguarding
  • Regulatory capital, compliance policies/procedures and customer documentation
  • Distribution and commercial agreements, including outsourcings and financial crime prevention laws

To succeed in this role, you will need:

  • Thorough knowledge and experience of the regulatory perimeter and regulated activities
  • Proven experience gained from working within a financial regulatory team
  • A focus on payments, financial crime, electronic money and FinTech

This role offers a competitive salary of £80,000 - £110,000 per annum, depending on experience, plus a range of benefits, including flexible working arrangements, professional development opportunities and a contributory pension scheme.



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