Financial Regulatory Specialist
5 days ago
Our Financial Regulatory team is part of our Banking, Finance & Insolvency practice at Womble Bond Dickinson (UK) LLP. We have a unique opportunity for an ambitious lawyer to join the team in London or on a hybrid basis from any of our offices.
The team advises clients across the financial institutions sector, including high street, investment and digital banks, payment services providers and EMIs, fintechs, wealth management and investment firms, insurers, consumer and mortgage lenders and primary and secondary intermediaries.
We provide regulatory support to our corporate and commercial teams on matters such as:
- Regulatory perimeter and regulated activities
- Authorisations, governance and conduct, including SMCR and Consumer Duty
- Conduct of business, including investment and insurance regulation, consumer lending and safeguarding
- Regulatory capital, compliance policies/procedures and customer documentation
- Distribution and commercial agreements, including outsourcings and financial crime prevention laws
To succeed in this role, you will need:
- Thorough knowledge and experience of the regulatory perimeter and regulated activities
- Proven experience gained from working within a financial regulatory team
- A focus on payments, financial crime, electronic money and FinTech
This role offers a competitive salary of £80,000 - £110,000 per annum, depending on experience, plus a range of benefits, including flexible working arrangements, professional development opportunities and a contributory pension scheme.
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Compliance and Regulatory Specialist
4 weeks ago
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Financial Operations Specialist
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Cornwallis Elt Ltd Full timeAt Cornwallis Elt Ltd, we are seeking a highly skilled Financial Operations Specialist to join our team. The successful candidate will be responsible for performing daily controls through a suite of reconciliations across Equities, Fixed Income, Commodities etc. as well as taking responsibility for the required regulatory reporting reconciliation to ensure...
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Senior Financial Risk Management Specialist
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Financial Operations Specialist
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Ably Resources Full timeAbly Resources is seeking a highly skilled Financial Operations Specialist to join their team. The ideal candidate will have a strong background in accounting and financial services, with experience in controlling and operating financial systems.The successful candidate will be responsible for producing high-quality, accurate financial information, working...
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Financial Inclusion Specialist
4 weeks ago
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Financial and Contractual Specialist
1 month ago
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Financial Operations Specialist
1 month ago
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Financial Director
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Senior Legal Counsel
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Financial Operations Specialist
6 days ago
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Financial Leadership Specialist
5 days ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Michael Page Full timeThe Head of Finance plays a pivotal role in shaping the company's financial direction, overseeing the Accounting & Finance department and ensuring seamless financial operations.Lead and manage the Accounting & Finance team to drive financial excellenceDevelop and implement financial strategies that align with business objectivesCollaborate with stakeholders...
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Financial Management Specialist
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Turner & Townsend Full timeJob Title: Financial Management SpecialistTurner & Townsend is seeking a highly skilled Financial Management Specialist to join our team. As a key member of the finance department, you will be responsible for managing the financial aspects of key client accounts across the Yorkshire Northeast region.Key Responsibilities:Establish and operate a financial...
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Financial Services Specialist
3 weeks ago
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Regulatory Assurance Specialist
7 days ago
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Financial Operations Specialist
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Ably Resources Full timeAbly Resources seeks a Financial Operations Specialist to collaborate with the Chief Financial Officer and junior team members to deliver high-quality financial information.The successful candidate will assist with the management of financial systems, produce accurate monthly figures, and work closely with the Human Resources department to ensure fair...
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Financial Planning Specialist
4 weeks ago
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Mortgage Financial Specialist
1 week ago
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Financial Operations Specialist
3 days ago
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Financial Operations Specialist
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Senior Financial Strategist
4 weeks ago
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