Compliance Monitoring Manager
3 days ago
We are seeking a highly skilled Compliance Monitoring Manager to join our team at Together. As a key member of our Compliance Monitoring team, you will be responsible for designing and delivering assurance test programs to evaluate our exposure to regulatory Compliance and Conduct risk, and assessing customer outcomes.
Key Responsibilities:- Lead the development of the annual Compliance Monitoring Plan, effectively analyzing and evaluating the risks to the business to identify areas where assurance is required.
- Manage and oversee the completion of monitoring activities in line with the compliance monitoring timeline.
- Be responsible for the design and delivery of second-line monitoring reviews, focusing on regulatory and conduct risk topics in line with methodology.
- Ensure regulatory and conduct monitoring independently assesses how the firm consistently delivers good customer outcomes.
- Produce MI on assurance activity and progress against the Compliance Monitoring Plan for Committee and Board reporting.
- Significant experience acting in the capacity as a Compliance Monitoring Manager and a track record of delivering outcomes, focused thematic and ad-hoc monitoring reviews to a high standard.
- Extensive knowledge and experience of the Financial Conduct Authority and their associated supervisory approach.
- Previous experience of working within a Mortgage regulated entity.
- Significant understanding of regulatory and conduct risk with the ability to assess and size risks and issues appropriately and in line with the Enterprise Management Framework.
- A natural appetite and inquisitive mind for horizon-scanning that can think laterally about any potential consequences for the company.
- 26 days holiday, and a day off for your birthday (increasing with service to 30 days), plus bank holidays.
- Buy & sell holidays.
- Discretionary annual bonus.
- Matched pension contribution.
- Life assurance.
- Critical illness cover.
- Health cash plan.
- Private medical insurance.
- Free access to company holiday homes.
- Travel season ticket loans.
- Ride to work scheme.
- Free local gym access.
- Local bar / restaurant discounts.
We are committed to building a team that represents a variety of backgrounds, perspectives, and skills. We care that you have a great experience with us at Together, and if you need us to make any reasonable adjustments to make your experience easier, please let us know and we'll do all we can.
Please note that all successful applicants will undergo relevant employment reference, financial, and criminal record checks.
-
Compliance Monitoring Officer
6 days ago
Cheadle Hulme, Stockport, United Kingdom Exchange Street Claims & Financial Services Full timeA career opportunity has arisen at Exchange Street Claims & Financial Services for a Compliance Monitoring Officer to join their team of 10 compliance professionals. The successful candidate will be responsible for providing a file review service to medium and large financial planning businesses, offering feedback and identifying compliance issues. The role...
-
Compliance Monitoring Officer
6 days ago
Cheadle Hulme, Stockport, United Kingdom Exchange Street Claims & Financial Services Full timeA career opportunity has arisen at Exchange Street Claims & Financial Services for a Compliance Monitoring Officer to join their team of 10 compliance professionals. The successful candidate will be responsible for providing a file review service to medium and large financial planning businesses, offering feedback and identifying compliance issues. The role...
-
Compliance Risk Manager
19 hours ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Compliance Monitoring ManagerAbout the RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Together. As a key member of our Compliance Monitoring team, you will be responsible for designing and delivering assurance test programmes to evaluate our exposure to regulatory Compliance and Conduct risk, and assessing...
-
Money Laundering Compliance Specialist
2 days ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeAbout the RoleWe are seeking a highly skilled and experienced Money Laundering Reporting Officer to join our team at Together. As a key member of our Charles Street division, you will play a crucial role in ensuring the company's anti-money laundering (AML) compliance activities are in line with the Financial Conduct Authority (FCA) guidelines.Key...
-
Money Laundering Compliance Officer
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom TOGETHER FINANCIAL SERVICES LIMITED Full timeJob Title: Money Laundering Reporting OfficerWe are seeking a highly skilled and experienced Money Laundering Reporting Officer to join our team at Together Financial Services Limited. As a key member of our Charles Street division, you will play a critical role in ensuring the company's anti-money laundering (AML) compliance activities are in line with the...
-
Money Laundering Compliance Officer
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom TOGETHER FINANCIAL SERVICES LIMITED Full timeJob Title: Money Laundering Reporting OfficerWe are seeking a highly skilled and experienced Money Laundering Reporting Officer to join our team at Together Financial Services Limited. As a key member of our Charles Street division, you will play a critical role in ensuring the company's anti-money laundering (AML) compliance activities are in line with the...
-
Senior Compliance Manager
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance ManagerAt Together, we are seeking a highly skilled Senior Compliance Manager to join our team. As a Senior Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with regulatory requirements and industry standards.Key Responsibilities:Provide independent second-line of defense...
-
Senior Compliance Manager
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance ManagerAt Together, we are seeking a highly skilled Senior Compliance Manager to join our team. As a Senior Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with regulatory requirements and industry standards.Key Responsibilities:Provide independent second-line of defense...
-
Senior Compliance Manager
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom TOGETHER FINANCIAL SERVICES LIMITED Full timeJob Title: Senior Compliance Manager (Advisory)At Together Financial Services Limited, we are seeking a highly skilled Senior Compliance Manager (Advisory) to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory...
-
Senior Compliance Manager
2 weeks ago
Cheadle Hulme, Stockport, United Kingdom TOGETHER FINANCIAL SERVICES LIMITED Full timeJob Title: Senior Compliance Manager (Advisory)At Together Financial Services Limited, we are seeking a highly skilled Senior Compliance Manager (Advisory) to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance Manager (Advisory)We are seeking a highly skilled Senior Compliance Manager to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory requirements are fully understood and met.Key...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance Manager (Advisory)We are seeking a highly skilled Senior Compliance Manager to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory requirements are fully understood and met.Key...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full time{"title": "Senior Compliance Manager", "description": "Job SummaryAs a Senior Compliance Manager at Together, you will be part of a Group Compliance Function that operates across both regulated and unregulated Group entities. Your role will involve providing oversight, assurance, and insight into conduct and compliance matters.You will provide independent...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full time{"title": "Senior Compliance Manager", "description": "Job SummaryAs a Senior Compliance Manager at Together, you will be part of a Group Compliance Function that operates across both regulated and unregulated Group entities. Your role will involve providing oversight, assurance, and insight into conduct and compliance matters.You will provide independent...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance Manager (Advisory)We are seeking a highly skilled Senior Compliance Manager to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory requirements are fully understood and being used in...
-
Senior Compliance Manager
1 week ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeJob Title: Senior Compliance Manager (Advisory)We are seeking a highly skilled Senior Compliance Manager to join our Group Compliance Function. As a key member of our team, you will provide independent second-line of defence compliance and conduct oversight, support, and guidance to ensure that regulatory requirements are fully understood and being used in...
-
Senior Compliance Manager
20 hours ago
Cheadle Hulme, Stockport, United Kingdom Together Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Manager to join our Group Compliance Function. As a key member of our team, you will provide independent second-line compliance and conduct oversight, ensuring that our activities are customer-centric and compliant with regulatory requirements.Key ResponsibilitiesProvide advice and support to...
-
Compliance and Customer Service Specialist
1 week ago
Cheadle Hulme, Stockport, United Kingdom CBRE Full timeJob Title: Facilities CoordinatorOverview:The Facilities Coordinator will be primarily responsible for ensuring the smooth delivery of all compliance and building-related issues, while providing exceptional customer service to our clients. This role will work closely with the Facilities Manager, site Receptionist, and Logistics Coordinator to ensure a...
-
Compliance and Customer Service Specialist
1 week ago
Cheadle Hulme, Stockport, United Kingdom CBRE Full timeJob Title: Facilities CoordinatorOverview:The Facilities Coordinator will be primarily responsible for ensuring the smooth delivery of all compliance and building-related issues, while providing exceptional customer service to our clients. This role will work closely with the Facilities Manager, site Receptionist, and Logistics Coordinator to ensure a...
-
Deputy Manager
4 days ago
Cheadle Hulme, Stockport, United Kingdom Hydes Brewery Full timeAbout the RoleWe are seeking a highly motivated and experienced Deputy Manager to join our team at The Crown Inn in Cheadle. As a key member of our management team, you will be responsible for leading the front of house team and ensuring exceptional customer service standards are met.Key ResponsibilitiesLead the front of house team to deliver excellent...
