Compliance Monitoring Officer

6 days ago


Cheadle Hulme, Stockport, United Kingdom Exchange Street Claims & Financial Services Full time

A career opportunity has arisen at Exchange Street Claims & Financial Services for a Compliance Monitoring Officer to join their team of 10 compliance professionals. The successful candidate will be responsible for providing a file review service to medium and large financial planning businesses, offering feedback and identifying compliance issues. The role involves working closely with clients who value the services provided by Exchange Street, including reviewing terms and conditions, SMCR schemes, and producing client reports. The ideal candidate will be at least level 4 qualified, have experience in file review, and possess excellent communication skills to build strong relationships with IFA firms. In return, the company offers a competitive salary of up to £50,000, hybrid working, and a comprehensive benefits package including 27 days holiday, 8% employer pension contribution, and private health care. If you are a motivated and detail-oriented individual who is passionate about compliance, this could be the perfect opportunity for you to grow your career in a dynamic and supportive environment.



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