Current jobs related to Regulatory Compliance Specialist - Birmingham - QED Legal


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...


  • Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full time

    HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...


  • Birmingham, United Kingdom QED Legal Full time

    Compliance Career Opportunities with QED LegalWe are seeking an experienced Compliance Officer to join our team at QED Legal. As a key member of our Compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements.Key Responsibilities:Policies and Procedures: Develop and maintain policies and procedures to ensure...


  • Birmingham, United Kingdom QED Legal Full time

    Compliance Officer Role at QED LegalQED Legal is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Develop and implement policies and procedures to ensure compliance with regulatory requirements.Support the...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...


  • Birmingham, Birmingham, United Kingdom Gleeson Recruitment Group Full time

    Gleeson Recruitment Group is a highly regarded, entrepreneurial law firm with a nimble outlook. We are seeking a Regulatory Compliance Specialist to join our in-house legal and risk team.This role involves taking responsibility for implementing, rolling out, and driving compliance initiatives and solutions across the firm. The successful candidate will have...


  • Birmingham, Birmingham, United Kingdom 2 Sisters Food Group Full time

    Job Overview:As a Regulatory Compliance Specialist at 2 Sisters Food Group, you will play a pivotal role in ensuring the highest standards of integrity, ethics, and compliance. We are committed to delivering high-quality products to our customers and maintaining good governance.Key Responsibilities:Develop, implement, and manage our compliance program.Draft,...


  • Birmingham, Birmingham, United Kingdom CV Library Full time

    Pharmaceutical Industry Quality Assurance RoleOur client, a leading pharmaceutical company, is seeking an experienced Quality Assurance Manager to join their team in Birmingham. As a key member of the quality team, you will be responsible for developing and implementing quality assurance policies and procedures to ensure compliance with company standards and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom Apex Nationwide Ltd Full time

    We are seeking a Compliance Officer to ensure compliance with relevant regulations and standards, focusing on retrofit projects. The ideal candidate will have experience in retrofit assessment and retrofit coordination.Key Responsibilities:Conduct retrofit compliance assessments for projects.Coordinate and implement retrofit policies across...


  • Birmingham, Birmingham, United Kingdom Department of Business and Trade Full time

    Regulatory Enforcement LeaderThis is a leadership role within the Office for Product Safety and Standards, reporting to the Department for Business and Trade. We are seeking a highly skilled professional with expertise in regulatory compliance, technical knowledge, and exceptional leadership abilities.The primary responsibility of this position is to lead a...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints Resolution SpecialistWe are seeking a skilled Complaints Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a Complaints Resolution Specialist, you will be responsible for investigating complaints and ensuring compliance with regulatory obligations.Key Responsibilities:Liaise with fee earners to investigate complaintsAdvise on...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    Our ImpactAt Goldman Sachs, we are committed to preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our division plays a critical role in strengthening the firm's culture of compliance by assessing compliance, regulatory, and reputational risk; monitoring for compliance with new or amended laws, rules, and...

  • Change Agent

    3 days ago


    Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    About the RoleDeutsche Bank is seeking a Change Agent - Regulatory Compliance Specialist to join our team in Birmingham. As a key member of our Corporate Bank (CB) Know Your Client (KYC) Business Execution Team, you will play a crucial role in ensuring regulatory compliance and driving business growth through effective change management.You will work closely...


  • Birmingham, Birmingham, United Kingdom Royal Bank of Canada> Full time

    Job SummaryWe are seeking a skilled Regulatory Compliance Specialist to join our team as an Advisor Oversight expert. In this role, you will work closely with line managers to create shared goals and objectives for the management of performance and risk.The successful candidate will be responsible for developing strong relationships with key stakeholders at...

  • Compliance Manager

    4 weeks ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    About Goldman SachsGoldman Sachs is a leading global investment bank and financial services company. Our division, Global Compliance, plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risks across the firm.About the RoleWe are seeking an experienced Regulatory Compliance Expert to join our team as a...


  • Birmingham, Birmingham, United Kingdom General Dental Council Full time

    About the General Dental CouncilWe are a regulatory body dedicated to protecting patient safety and maintaining public confidence in dental services. Our purpose is to register qualified dental professionals, set standards for the dental team, investigate complaints about dental professionals' fitness to practise, and work to ensure the quality of dental...


  • Birmingham, Birmingham, United Kingdom Russell Taylor Group Ltd Full time

    Regulatory Affairs Officer RoleRussell Taylor Group Ltd is a leading chemical manufacturing company seeking an experienced Regulatory Affairs Officer to join our global team.Competitive Salary: £60,000 - £80,000 per annum (dependent on experience)Job OverviewThe successful candidate will play a key role in ensuring compliance with national regulations...


  • Birmingham, Birmingham, United Kingdom Simpson Judge Ltd Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Simpson Judge Ltd.This is an exciting opportunity for a motivated individual to play a key role in ensuring the security of our firm from a compliance and regulatory perspective.

Regulatory Compliance Specialist

4 weeks ago


Birmingham, United Kingdom QED Legal Full time
Compliance Officer Role

QED Legal is seeking a skilled Compliance Officer to join their team. As a Compliance Officer, you will be responsible for writing and amending policies and procedures, supporting Lexcel, ISO, and CQS accreditations, and maintaining strong relationships with regulators across SRA, RICS, and more. You will work closely with the Head of Compliance and be highly involved in non-AML regulatory work.

Key Responsibilities
  • Develop and maintain policies and procedures to ensure compliance with regulatory requirements
  • Support the team in achieving Lexcel, ISO, and CQS accreditations
  • Build and maintain relationships with regulators, including SRA and RICS
  • Stay up-to-date with regulatory changes and ensure the team is aware of any updates

Requirements
  • Experience in policy writing in a professional services environment
  • Strong written communication skills and ability to produce well-drafted communications and documents
  • Knowledge of legal and regulatory requirements, including SRA
  • Ambition for success and strong sense of initiative

What We Offer
  • Salary up to £31k
  • Hybrid working policy (3 days in office, 2 days remote)
  • Healthcare cash plan
  • Life Insurance
  • 25 days holiday + Bank Holidays
  • Opportunity to work closely with executives and develop your career quickly

About QED Legal

QED Legal is a leading international law firm with a presence across the UK, EMEA, and APAC. We are committed to providing exceptional legal services to our clients and are seeking a talented Compliance Officer to join our team.