Compliance Advisory Director for FCA Regulated Environment

1 week ago


Birmingham, Birmingham, United Kingdom Technology and Risk Recruitment LTD Full time
Job Overview

We are seeking a Senior Compliance Advisory Manager to join our client, a Financial Services company based in the West Midlands. The role is a 12-month fixed-term contract with a hybrid model requiring 1-2 days per week in the office.

The Role:
  • Support your line manager to ensure the business meets its regulatory obligations, ensuring compliance with FCA regulations.
  • Lead the provision of regulatory guidance and advice, providing expert knowledge on industry standards.
  • Collaborate with various business areas to ensure products meet FCA regulatory requirements, driving innovation and quality.
  • Conduct horizon scanning on relevant regulatory changes, staying ahead of industry developments.
  • Prepare regulatory and governance papers, communicating effectively with stakeholders.
Key Skills / Experience:
  • A strong background in a similar compliance advisory role within an FCA regulated environment, with a proven track record of success.
  • Experience working in an organization that offers retail/SME or mortgage products, with a deep understanding of industry dynamics.
Estimated Salary: £65,000 - £80,000 per annum, dependent on experience.

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