Compliance Advisory Lead for Financial Institutions

2 weeks ago


Birmingham, Birmingham, United Kingdom Integer Resourcing Full time

About Integer Resourcing

Integer Resourcing is a leading recruitment agency partnering with top clients to find exceptional talent. Our commitment to delivering outstanding results has earned us a reputation as a trusted partner in the industry.

The Role

We are currently seeking an experienced Compliance Advisory Manager to join our client's team on a 12-month fixed-term contract. This is an exciting opportunity for a seasoned professional to take on a key role in ensuring regulatory compliance across the organization.

Main Responsibilities

  • Collaborate with the Head of Compliance to develop and implement effective compliance strategies, ensuring adherence to FCA regulations and standards.
  • Lead the provision of regulatory guidance and advice to various business areas, enabling them to meet their obligations and minimize risks.
  • Work closely with stakeholders to identify and address potential compliance issues, maintaining a proactive approach to risk management.
  • Develop and maintain comprehensive compliance policies, procedures, and training programs to ensure employees have the necessary knowledge and skills to operate within regulatory frameworks.
  • Prepare and submit regulatory reports, governance papers, and other critical documents on behalf of the Head of Conduct and Compliance.
  • Review and approve financial promotions to ensure they comply with relevant regulations and company policies.

Requirements

  • Several years of experience in Compliance Policy/Advisory within the Banking/Mortgage sector.
  • Strong knowledge of FCA regulations, Consumer Duty standards, and related compliance requirements.
  • Excellent communication and interpersonal skills, with the ability to build relationships with senior stakeholders.
  • Proven track record of developing and implementing effective compliance strategies.
  • Certifications such as CF3, CC3, or equivalent would be highly desirable.

What We Offer

  • A competitive salary, estimated at £65,000 - £85,000 per annum, depending on experience.
  • An attractive benefits package, including hybrid working arrangements (2 days office, 3 days remote).
  • The opportunity to work with a reputable client in the financial services sector.
  • Ongoing professional development and support to help you excel in your role.


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