Compliance Advisory Lead for Financial Institutions
2 weeks ago
About Integer Resourcing
Integer Resourcing is a leading recruitment agency partnering with top clients to find exceptional talent. Our commitment to delivering outstanding results has earned us a reputation as a trusted partner in the industry.
The Role
We are currently seeking an experienced Compliance Advisory Manager to join our client's team on a 12-month fixed-term contract. This is an exciting opportunity for a seasoned professional to take on a key role in ensuring regulatory compliance across the organization.
Main Responsibilities
- Collaborate with the Head of Compliance to develop and implement effective compliance strategies, ensuring adherence to FCA regulations and standards.
- Lead the provision of regulatory guidance and advice to various business areas, enabling them to meet their obligations and minimize risks.
- Work closely with stakeholders to identify and address potential compliance issues, maintaining a proactive approach to risk management.
- Develop and maintain comprehensive compliance policies, procedures, and training programs to ensure employees have the necessary knowledge and skills to operate within regulatory frameworks.
- Prepare and submit regulatory reports, governance papers, and other critical documents on behalf of the Head of Conduct and Compliance.
- Review and approve financial promotions to ensure they comply with relevant regulations and company policies.
Requirements
- Several years of experience in Compliance Policy/Advisory within the Banking/Mortgage sector.
- Strong knowledge of FCA regulations, Consumer Duty standards, and related compliance requirements.
- Excellent communication and interpersonal skills, with the ability to build relationships with senior stakeholders.
- Proven track record of developing and implementing effective compliance strategies.
- Certifications such as CF3, CC3, or equivalent would be highly desirable.
What We Offer
- A competitive salary, estimated at £65,000 - £85,000 per annum, depending on experience.
- An attractive benefits package, including hybrid working arrangements (2 days office, 3 days remote).
- The opportunity to work with a reputable client in the financial services sector.
- Ongoing professional development and support to help you excel in your role.
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