Compliance and Risk Oversight Specialist

Job Overview:TD Bank - London Branch seeks a skilled Compliance Risk Oversight Specialist to support the EAP PO team in various activities related to Privacy, with an emphasis on leading RCM activities as an Oversight Function and Risk Owner.Key Responsibilities:Maintain Europe and Asia-Pacific privacy's inventory of laws, rules, and regulations (LRRs) and...

Job Title: Compliance Officer - Risk Oversight SpecialistMillennium Management is seeking an experienced Compliance Officer to oversee the Personal Account Dealing programme and perform other core functions.Key Responsibilities:Oversee and implement the Compliance programme for Personal Account Dealing.Assist with account onboarding, trade pre-approvals,...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

About the RoleWe are seeking a highly skilled Compliance Risk Oversight Specialist to join our team at Interactive Brokers (U.K.) Limited in London. As a key member of our Compliance department, you will be responsible for driving compliance oversight through testing and monitoring programs.Job DescriptionDesign and maintain testing and monitoring programmes...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...

Compliance Manager Role OverviewPRO GLOBAL is seeking a highly skilled Compliance Manager to support the existing account and compliance management oversight of each client. The successful candidate will be responsible for ensuring clients remain compliant by providing effective support to devise and embed the appropriate controls that drive professional...

Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

About the RoleWe are looking for a highly skilled Business Risk Oversight Specialist to join our team at Direct Line Insurance Group plc. As a key member of our risk management team, you will play a critical role in ensuring that our business operates within a controlled and managed risk environment.Your primary responsibility will be to provide effective...

**Job Title:** Senior Catastrophe Risk Oversight Specialist**About the Role:** We are working with a reinsurance company who are looking for a Senior Catastrophe Risk Oversight Specialist.**Key Responsibilities:** Reporting into the VP of Risk Oversight Analytics, you will be supporting them in undertaking risk oversight reviews and communicating these...

Job Summary:As a Compliance Oversight Specialist at Bell & Clements, you will play a vital role in ensuring the smooth operation of our Coverholder management process. Your primary responsibility will be to support the preparation and delivery of regular reports to various boards and committees, highlighting key findings and recommendations.Key...

Job Title: Head of Risk OversightJob Summary:We are seeking a highly skilled and experienced Head of Risk Oversight to join our team at M&G plc. As a key member of our Risk Management function, you will be responsible for leading the second line oversight of the implementation of the Risk Management Framework across all Support Function group-wide Business...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Oversight Officer to join its team. As a key member of the Compliance Department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key ResponsibilitiesProvide leadership and...

Job OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at AJ Fox Compliance. This role offers a unique opportunity to develop expertise in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is highly valued, along...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...