Compliance Oversight Specialist

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Job Title: Compliance Specialist - Regulatory OversightThe Compliance Specialist - Regulatory Oversight role supports the development of the Compliance oversight model of the Corporate Compliance Team. This position will work closely with team members and other colleagues within Compliance to ensure efficient, effective, and consistent Compliance support and...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...

Role SummaryAdecco UK Limited is seeking a Compliance and Quality Oversight Specialist to ensure the compliance of accommodation providers with the Supported Accommodation Regulation 2023.Key ResponsibilitiesOverseeing the compliance of accommodation providers with the Supported Accommodation Regulation 2023.Ensuring that all accommodation providers used are...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Job Title: Compliance Officer - Risk Oversight SpecialistMillennium Management is seeking an experienced Compliance Officer to oversee the Personal Account Dealing programme and perform other core functions.Key Responsibilities:Oversee and implement the Compliance programme for Personal Account Dealing.Assist with account onboarding, trade pre-approvals,...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

About the RoleWe are seeking a highly skilled Compliance Risk Oversight Specialist to join our team at Interactive Brokers (U.K.) Limited in London. As a key member of our Compliance department, you will be responsible for driving compliance oversight through testing and monitoring programs.Job DescriptionDesign and maintain testing and monitoring programmes...

Job Description***Complaints Oversight Specialist - 6 Month Fixed Term Contract***DVF Recruitment is partnering with a leading global insurer to find a Complaints Oversight Specialist to join their London-based office on a 6-month fixed term contract. This role requires you to work on-site 1-2 times a week and offers a competitive salary of up to £69,000...

Job Title: Head of Audit and ComplianceWe're building a diverse and inclusive team to drive our mission of enabling businesses and their communities to thrive in the digital economy.Job DescriptionAs a key member of our team, you will be responsible for developing, implementing, and managing compliance policies and ensuring effective oversight across our...

Job Overview:TD Bank - London Branch seeks a skilled Compliance Risk Oversight Specialist to support the EAP PO team in various activities related to Privacy, with an emphasis on leading RCM activities as an Oversight Function and Risk Owner.Key Responsibilities:Maintain Europe and Asia-Pacific privacy's inventory of laws, rules, and regulations (LRRs) and...

Job Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...

Job Overview:The Compliance Manager will assist with managing a small team and will be 4 days in the office.Main Responsibilities:Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.Review and implement Compliance policies and procedures, including reconciliation of regulatory reporting...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...