Compliance Oversight Officer

6 days ago


London, Greater London, United Kingdom The Toronto-Dominion Bank (Canada) Full time

Job Summary

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Oversight Officer to join its team. As a key member of the Compliance Department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.

Key Responsibilities

  • Provide leadership and oversight to ensure compliance with regulatory requirements and industry standards.
  • Assess and mitigate compliance risks associated with the asset management business.
  • Develop and implement effective compliance programs and procedures.
  • Collaborate with stakeholders across the organization to ensure compliance with regulatory requirements.
  • Provide regular reporting and updates on compliance matters.

Requirements

  • Deep understanding of regulatory requirements and industry standards.
  • Experience in compliance or risk management programs.
  • Strong analytical and problem-solving skills.
  • Ability to work collaboratively across multiple teams.
  • Registration as a Compliance Oversight Officer with the relevant regulatory body.

About Us

The Toronto-Dominion Bank (Canada) is a leading financial institution with a strong commitment to compliance and risk management. We offer a dynamic and supportive work environment, with opportunities for professional growth and development.



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