Compliance Oversight Officer
6 days ago
Job Summary
The Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Oversight Officer to join its team. As a key member of the Compliance Department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.
Key Responsibilities
- Provide leadership and oversight to ensure compliance with regulatory requirements and industry standards.
- Assess and mitigate compliance risks associated with the asset management business.
- Develop and implement effective compliance programs and procedures.
- Collaborate with stakeholders across the organization to ensure compliance with regulatory requirements.
- Provide regular reporting and updates on compliance matters.
Requirements
- Deep understanding of regulatory requirements and industry standards.
- Experience in compliance or risk management programs.
- Strong analytical and problem-solving skills.
- Ability to work collaboratively across multiple teams.
- Registration as a Compliance Oversight Officer with the relevant regulatory body.
About Us
The Toronto-Dominion Bank (Canada) is a leading financial institution with a strong commitment to compliance and risk management. We offer a dynamic and supportive work environment, with opportunities for professional growth and development.
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