Financial Services Regulatory Compliance

Financial Regulatory Compliance ExpertWe are seeking an experienced Financial Regulatory Compliance Expert to join our client's team in South Manchester. As a Compliance Monitoring Officer, you will play a critical role in ensuring the organization's compliance with regulatory requirements and maintaining its reputation.About the RoleThis is a challenging...

We are seeking a highly skilled Regulatory Compliance Officer to join our team at AJ Bell Management Limited. As a key member of the Risk & Compliance function, you will play a vital role in ensuring our compliance with regulatory requirements in the financial services industry.About the RoleYou will be responsible for undertaking in-depth thematic and...

About NJR Recruitment Careers">NJR Recruitment Careers is a top 5 distribution business in the UK, providing support services to directly authorised Financial Advisers. Our company is dedicated to delivering exceptional customer service and consultancy to Partner firms.">An Opportunity to Join Our Team">We are currently seeking a skilled Regulatory...

An opportunity to join the Regulatory Affairs team at an R&D focussed global PPP company. You will:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy Become the subject matter expert on the regulations/guidelines in your territory. As a regulatory Specialist, you will develop regulatory strategy...

Job DescriptionAJ Bell Management Limited is seeking a Regulatory Compliance Manager to lead our efforts in ensuring adherence to regulatory requirements and maintaining our position as a market leader in the UK's financial services sector.You will oversee the development and implementation of our internal controls framework, fostering a culture of...

Job Title: UK Regulatory Compliance ExpertWe are seeking a highly skilled UK Regulatory Compliance Expert to join our team at NJR Recruitment Careers. As a UK Regulatory Compliance Expert, you will play a crucial role in ensuring our clients' businesses comply with the UK regulatory framework.This is an exciting opportunity for a professional with a Level 4...

Job Title: Regulatory Compliance OfficerFirst Central Services is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our quality assurance department, you will be responsible for ensuring that all policies and procedures are followed. Your primary goal will be to maintain the required competency and meet regulatory...

We are looking for a highly skilled Regulatory Compliance Consultant to join our team at BDO UK. As a key member of our Financial Services Advisory team, you will play a crucial role in ensuring our clients' compliance with regulatory requirements.The successful candidate will have excellent understanding of regulatory requirements, including systems and...

Job OverviewWe are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.About the RoleRepresenting...

Job Description:This is an exciting opportunity to join a well-established firm in Manchester, operating in the wealth management space. As an experienced Compliance Manager, you will support their next period of growth and help shape their future compliance strategy.The role involves providing expert compliance advice and guidance to directors and staff,...

About Revolut People deserve more from their money.More visibility, more control, and more freedom.Since 2015, Revolut has been on a mission to deliver just that.Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 50 million customers get more from their money every day.As we continue our...

BBBH49747_1701344163 - GBP£54,000.00-GBP£62,000.00- Manchester, Greater Manchester- Permanent**Financial Services Regulatory 1-4 PQE l Top 100 Firm l Manchester** **Are you a junior solicitor with experience in financial regulation and looking to carve out a career path within an industry-leading regulatory department?** **This is an outstanding...

About NJR RecruitmentNJR Recruitment is a leading provider of recruitment services for the financial industry. We are currently working with a highly regarded Financial Adviser Network Support service in South Manchester to find an exceptional Compliance Monitoring Officer to join their team.Job OverviewThe successful candidate will be responsible for...

About VerofyVerofy is a leading Payment Institution, regulated by the FCA and developer of the industry-leading payments platform, Verofy Enterprise.Job SummaryWe are seeking a skilled Regulatory Compliance Manager to join our team in Manchester, UK. This full-time role will be responsible for ensuring compliance with regulatory requirements, analysing...

AJ Fox Compliance is seeking an experienced Compliance Officer to join their team in Manchester.The estimated salary for this role is £45,000 - £60,000 per annum.Job Description:Liaising with fee earners to ensure compliance with policies and regulatory obligations.Reviewing and updating policies and procedures to maintain a high level of...

Company OverviewShield Safety Group is a leading provider of regulatory compliance services. Our team works closely with clients to ensure they meet all relevant regulations and standards.

About the Role">We are seeking a skilled Financial Services Regulatory Advisor to join our team at MDM Resourcing. In this newly created role, you will work closely with management teams of financial institutions to address business and regulatory issues.You will advise on accounting and financial issues in all types of disputes, including transaction and...

We are recruiting a Risk Management Compliance Officer to help ensure continued compliance in a highly regulated environment.This role is part of the Risk & Compliance function, responsible for undertaking thematic and regular reviews to ensure regulatory compliance and good consumer outcomes. The successful candidate will collaborate with stakeholders to...

About the Role">The successful candidate will be responsible for leading the company's financial reporting efforts, ensuring compliance with regulatory requirements, and providing expert advice to the business.">Main Responsibilities:Manage the Group's annual ICARA process, including the preparation of the Group's ICARA, wind down and recovery plan,...

**About the Role**We are seeking a Regulatory Compliance Specialist to join our team at ZipRecruiter. The successful candidate will be responsible for ensuring that our products and services comply with relevant regulatory requirements.The ideal candidate will have expertise in IVD or medical device quality, knowledge of ISO 13485:2016, and strong leadership...