Compliance Risk Manager
14 hours ago
Merje is seeking an experienced Compliance Risk Manager to join their team on a permanent basis. This role will involve undertaking the risk-based second line monitoring function, ensuring the effectiveness of compliance controls in place within the business.
About the Role
This position requires at least 3 years' experience in a compliance monitoring function of a financial planning and/or investment management business. The successful candidate will have a good understanding of financial planning markets and extensive knowledge of the financial planning process through industry exams and CPD. They will be responsible for staying up-to-date with Consumer Duty training and regulations as they pertain to financial planning operations and administration.
Key Responsibilities
- Undertake routine, discovery, and thematic reviews as required and produce draft reports for approval.
- Conduct bespoke investigations where risk indicators indicate a significant breach of company procedure or FCA rules.
- Stay current on industry developments and regulatory changes affecting the financial planning sector.
Requirements
- At least 3 years' experience in a similar role.
- Strong understanding of financial planning markets and processes.
- Excellent communication and report writing skills.
Salary
The estimated salary for this position is £45,000-£60,000 per annum, depending on experience.
-
Compliance Risk Manager
4 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeWe are seeking a highly skilled Compliance Risk Manager to join our team. The successful candidate will be responsible for undertaking thematic reviews, discovery reviews, and bespoke investigations to identify any potential risks or breaches within the business.The ideal candidate will have extensive knowledge of financial planning processes and up-to-date...
-
Compliance Risk Specialist
14 hours ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob OverviewMerje, a leading financial planning and wealth management firm, is seeking an experienced Compliance Monitoring Officer to join the team on a permanent basis.The successful candidate will be responsible for conducting risk-based second-line monitoring to ensure compliance with regulatory requirements.Key ResponsibilitiesUndertake second-line of...
-
Compliance Risk Specialist
5 days ago
Salisbury, Wiltshire, United Kingdom MERJE Full time**Company Overview**: MERJE is a leading recruitment agency specializing in financial services. We help top companies find the best talent to drive their success.**Job Description**We are looking for a highly skilled Compliance Monitoring Officer to join our client, a reputable financial planning and wealth management firm. This is an excellent opportunity...
-
Compliance Monitoring and Risk Analyst
1 week ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Overview:We are currently seeking a highly skilled Compliance Monitoring Officer to join our team at Merje. The successful candidate will be responsible for ensuring the effectiveness of our compliance controls and procedures, as well as assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan.As a Compliance...
-
Compliance Officer
2 days ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob DescriptionMerje is seeking a Compliance Monitoring Officer to join its team on a permanent basis. As a key member of the compliance function, you will play a crucial role in ensuring the firm's operations are aligned with regulatory requirements and industry best practices.The successful candidate will be responsible for undertaking risk-based...
-
Risk and Compliance Professional Role
3 days ago
Salisbury, Wiltshire, United Kingdom Merje Full timeAbout the Role:This is an exciting opportunity for a skilled Compliance Monitoring Officer to join our team at Merje.You will play a crucial role in ensuring the effectiveness of compliance controls, assisting in delivering the annual routine compliance monitoring plan, and designing thematic reviews.Your Key Responsibilities:Undertake second-line defence...
-
Compliance and Risk Manager
4 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeCompany OverviewMerje is a leading financial planning and wealth management firm that offers expert guidance to individuals and businesses alike.We are currently seeking a skilled Compliance Monitoring Officer to join our team on a permanent basis.
-
Compliance Risk Officer
15 hours ago
Salisbury, Wiltshire, United Kingdom Merje Careers Full timeEstimated Salary Range:The estimated annual salary for this role is £45,000 - £60,000, depending on experience and qualifications. This competitive compensation package reflects the importance of this position in maintaining our firm's commitment to regulatory compliance.
-
Risk Management Officer
3 days ago
Salisbury, Wiltshire, United Kingdom Merje Full timeMerje's Compliance and Monitoring Officer role offers a unique opportunity to work with a leading financial planning and wealth management firm. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance processes and mitigating potential risks to our business operations.Key ResponsibilitiesThe successful...
-
Financial Planning Compliance Specialist
1 week ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Summary:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. As Compliance Monitoring Officer, you will play a critical role in ensuring the effectiveness of our compliance controls in place in the business.The ideal candidate will have at least 3 years' experience...
-
Financial Planning Compliance Officer
2 hours ago
Salisbury, Wiltshire, United Kingdom Merje Full timeCompliance Monitoring RoleMерjie is looking for a skilled Financial Planning Compliance Officer to join their team on a permanent basis. As a key member of the compliance team, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.About...
-
Compliance and Assurance Lead
2 weeks ago
Salisbury, Wiltshire, United Kingdom Invictus Group Full timeCompliance and Assurance Lead Job DescriptionWe are seeking an experienced Compliance and Assurance Lead to oversee the smooth operation and compliance of our technical processes across the South-West region.The ideal candidate will join a small team that supports the wider Built Estate operational delivery by:Acting as Subject Matter Expert for HV/LV...
-
Financial Regulatory Compliance Specialist
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob DescriptionWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at Merje on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring the effectiveness of compliance controls in place across the business.Key Responsibilities:To conduct...
-
Regulatory Risk Specialist
4 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeAbout MerjeMerje is a leading financial planning and wealth management firm seeking an experienced Regulatory Risk Specialist to join our team.Job OverviewWe are offering a competitive salary for this role, estimated to be around £50,000 - £60,000 per annum, depending on experience.Key ResponsibilitiesUndertake second-line of defence compliance monitoring...
-
Risk Management Consultant
3 weeks ago
Salisbury, Wiltshire, United Kingdom CV-Library Full timeJob Description:The Portfolio Group is a leading global consultancy that specializes in providing expert health and safety services to clients worldwide. We are seeking a dynamic Risk Management Consultant to join our team and contribute to our mission of delivering top-notch health and safety guidance to our clients.">About the Role:As a Risk Management...
-
Compliance Monitoring Officer Position
3 days ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Description:We are seeking a highly skilled Compliance Monitoring Officer to join our team on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring that compliance controls in place are effective.Key Responsibilities:Undertake second-line defence compliance monitoring to...
-
Regulatory Compliance Officer
1 week ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Description:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. The successful candidate will be responsible for undertaking risk-based second-line monitoring functions, assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance...
-
Regulatory Compliance Specialist
11 hours ago
Salisbury, Wiltshire, United Kingdom Merje Full timeRegulatory Compliance PositionMерjie seeks an experienced Regulatory Compliance Specialist to join their team on a permanent basis. In this role, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.About the RoleThis position requires strong...
-
Financial Regulatory Compliance Officer
5 days ago
Salisbury, Wiltshire, United Kingdom MERJE Full time**Job Title:** Compliance Monitoring OfficerWe are seeking an experienced Compliance Monitoring Officer to join our team at MERJE's client, a respected financial services firm. As a key member of the Regulatory Compliance department, you will play a crucial role in maintaining high standards of regulatory compliance across various business functions.Your...
-
Risk Management Lead
4 weeks ago
Salisbury, Wiltshire, United Kingdom Pick Everard Full timeJoin our dynamic team of project managers and contribute to delivering outstanding results for our clients. As a Senior Project Manager, you will play a key role in shaping our company's future by developing and implementing innovative solutions to complex problems.About the CompanyPick Everard is a leading multidisciplinary consultancy that specializes in...