Compliance Framework Manager

We're looking for a Compliance Framework Manager to support our Senior Compliance Advisory Manager in delivering a robust risk compliance framework, ensuring we meet regulatory obligations and maintain a clear governance process.As a key member of our Corporate team, you'll promote good customer outcomes and drive our culture. Your responsibilities will...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Company OverviewThe Compliance Professionals are a leading brokerage firm in the City, seeking a talented Compliance & Money Laundering Reporting Officer to join their team on a permanent basis. This is an excellent opportunity for an experienced professional to develop and maintain a robust compliance framework, chair the Compliance and Conduct Committee,...

A leading global financial institution is seeking an experienced compliance professional to join its advisory team, focusing on regulatory risk management and compliance oversight.Key ResponsibilitiesRegulatory Compliance: Develop and implement effective regulatory compliance frameworks, ensuring alignment with relevant laws and regulations.Policy...

We are seeking a highly skilled Risk Management Consultant to join our team at Walker Hamill as a SOx Framework Project Lead.In this role, you will have the opportunity to work on implementing a full SOx framework and become the SOx Compliance Lead for the company.Your responsibilities will include:Developing and implementing a comprehensive SOX compliance...

At Compliance Professionals, we are seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity for a seasoned professional to lead the onboarding of wealth management clients and ensure compliance with regulatory standards.About the RoleThis role involves leading a First Line team responsible for...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

Job OverviewWe are seeking a highly skilled Compliance Framework Specialist to join our team at FinTech People. As a key member of our compliance function, you will be responsible for developing and implementing compliance frameworks and policies that meet regulatory requirements.

Job OverviewMiryco Consultants Ltd is seeking a Senior Compliance Manager to join the team of a top Lloyd's of London insurer. This role offers an exceptional opportunity to contribute to the implementation of the compliance framework and associated activities within a commercial and pragmatic organization.The successful candidate will work closely with the...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job Title: Senior Compliance Officer - Control RoomJob Summary:This is an exciting opportunity to join our team as a Senior Compliance Officer - Control Room. We are looking for a highly skilled professional to lead the development of policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Develop and implement...

Key ResponsibilitiesDesign, implement, and continuously improve YouLend's Compliance Monitoring and Testing Programme.Provide guidance on regulatory risks, helping the business navigate complex compliance landscapes.Skills and QualificationsA minimum of 7 years experience in a regulatory compliance role, ideally within the financial services...

Job Title: Compliance Framework LeadWe are looking for a seasoned Compliance Framework Lead to take the lead in fostering a compliance culture across our business while providing strategic direction to the small Compliance Team.About the RoleConduct risk assessments across a wide range of areas, including conduct risk, to gauge significance and scope.Develop...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Miryco Consultants Ltd is seeking a highly skilled Senior Compliance Manager to join our team. The estimated salary for this role is £80,000 - £110,000 per year, depending on experience.About the Role:Company Overview: Miryco Consultants Ltd is a commercial and pragmatic company with strong ties to Lloyd's of London. We are looking for an experienced...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

Compliance ManagerWe are seeking a seasoned Compliance Manager to lead our risk and compliance team at AJ Fox Compliance. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will be responsible for overseeing the client onboarding...