Compliance Framework Specialist
4 days ago
- Design, implement, and continuously improve YouLend's Compliance Monitoring and Testing Programme.
- Provide guidance on regulatory risks, helping the business navigate complex compliance landscapes.
- A minimum of 7 years experience in a regulatory compliance role, ideally within the financial services industry.
- Demonstrable experience implementing and managing compliance frameworks, particularly for FCA-regulated entities.
- Familiarity with EU regulatory regimes and experience supporting applications for new authorizations.
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Compliance Framework Specialist
1 month ago
London, Greater London, United Kingdom FinTech People Full timeJob OverviewWe are seeking a highly skilled Compliance Framework Specialist to join our team at FinTech People. As a key member of our compliance function, you will be responsible for developing and implementing compliance frameworks and policies that meet regulatory requirements.
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Compliance Framework Specialist
6 days ago
London, Greater London, United Kingdom twenty84 Full timeWe are seeking a highly skilled Compliance Framework Specialist to join our team at Twenty84 in London.The ideal candidate will have 4+ years of experience in regulatory compliance within the financial services sector, ideally in payments, e-money, or banking. They will possess strong analytical abilities and be able to translate regulatory needs into...
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Aircraft Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...
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Compliance Framework Specialist
6 days ago
London, Greater London, United Kingdom Selby Jennings Full timeA leading global financial institution is seeking an experienced compliance professional to join its advisory team, focusing on regulatory risk management and compliance oversight.Key ResponsibilitiesRegulatory Compliance: Develop and implement effective regulatory compliance frameworks, ensuring alignment with relevant laws and regulations.Policy...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...
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Compliance Framework Specialist
7 days ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeJob OverviewMiryco Consultants Ltd is seeking a Senior Compliance Manager to join the team of a top Lloyd's of London insurer. This role offers an exceptional opportunity to contribute to the implementation of the compliance framework and associated activities within a commercial and pragmatic organization.The successful candidate will work closely with the...
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Financial Markets Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...
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Compliance Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeEstablished in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...
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Compliance Risk Manager
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
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Compliance Framework Specialist
1 month ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeMiryco Consultants Ltd is seeking a highly skilled Senior Compliance Manager to join our team. The estimated salary for this role is £80,000 - £110,000 per year, depending on experience.About the Role:Company Overview: Miryco Consultants Ltd is a commercial and pragmatic company with strong ties to Lloyd's of London. We are looking for an experienced...
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Compliance Framework Manager
4 days ago
London, Greater London, United Kingdom Innocent Drinks Full timeWe are Innocent Drinks, a leading beverage company on a mission to make healthy eating easy. We're seeking a seasoned professional to spearhead the implementation of our Sarbanes Oxley (SOX) compliance framework across our entire organization.Job SummaryThis is an exciting opportunity for a skilled Compliance Framework Manager to join our team and drive the...
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Compliance Risk Specialist
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob TitleA Compliance Risk Specialist is sought by AJ FOX COMPLIANCE to join their legal team in London.Conduct thorough client due diligence, reviewing materials and advising on necessary information for risk assessment purposes.Perform detailed risk assessments at client onboarding and updates to determine potential money laundering risks.Utilize external...
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Risk Management Framework Specialist
7 days ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob DescriptionWe are looking for a skilled Risk Management Framework Specialist to join our Compliance team in London. As a key member of the team, you will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite.About You:Experience in managing regulatory exams and relationships with examiners, auditors...
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Regulatory Compliance Specialist
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...
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Marketing Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleThe successful Compliance Officer will play a critical role in ensuring our company's marketing and distribution activities comply with regulatory requirements. This is an excellent opportunity to develop your skills and expertise in a dynamic and challenging environment.Key ResponsibilitiesEnsure Regulatory Compliance: Develop and implement...
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Compliance Framework Lead
4 days ago
London, Greater London, United Kingdom Walker Hamill Full timeWe are seeking a highly skilled Risk Management Consultant to join our team at Walker Hamill as a SOx Framework Project Lead.In this role, you will have the opportunity to work on implementing a full SOx framework and become the SOx Compliance Lead for the company.Your responsibilities will include:Developing and implementing a comprehensive SOX compliance...
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Compliance Framework Lead
4 days ago
London, Greater London, United Kingdom Buckden Partners Full timeJob Title: Compliance Framework LeadWe are looking for a seasoned Compliance Framework Lead to take the lead in fostering a compliance culture across our business while providing strategic direction to the small Compliance Team.About the RoleConduct risk assessments across a wide range of areas, including conduct risk, to gauge significance and scope.Develop...