Regulatory Compliance Specialist
1 month ago
Job Overview:
We are seeking an experienced Regulatory Compliance Specialist to join our team in Central Wokingham. This is an exciting opportunity for a highly organized individual who is passionate about risk management, ethical behaviors, and customer service.
About the Role:
The successful candidate will assist management and staff to identify and manage regulatory risks. You will provide support and ongoing assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
Key Responsibilities:
- Evaluate and ensure compliance with government and SRA regulations
- Investigate any irregularities and monitor compliance with legal and ethical guidelines
- Identify potential risks and develop strategies to mitigate them
- Perform routine risk assessments to understand compliance risk, scope, and significance
- Assist the Operations Team with tasks as required
Requirements:
- Regulatory knowledge and understanding of laws and regulations that apply to our organization
- Data analysis and analytical skills to research and interpret data
- Excellent communication skills to communicate regulations and laws to employees
- Critical thinking and problem-solving skills to assess guidelines and put them into practice
- Previous experience in the legal sector is desirable
Benefits:
- Competitive salary: £45,000 - £55,000 per annum, depending on experience
- 25 days holiday + bank holidays
- Pension scheme with 5% employee contribution and 5% employer match
- Life assurance and group income protection insurance
- BUPA cash plan after completion of probationary period
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