Regulatory Compliance Specialist

1 month ago


Wokingham, Wokingham, United Kingdom Focus Resourcing Group Full time

Job Overview:

We are seeking an experienced Regulatory Compliance Specialist to join our team in Central Wokingham. This is an exciting opportunity for a highly organized individual who is passionate about risk management, ethical behaviors, and customer service.

About the Role:

The successful candidate will assist management and staff to identify and manage regulatory risks. You will provide support and ongoing assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.

Key Responsibilities:

  • Evaluate and ensure compliance with government and SRA regulations
  • Investigate any irregularities and monitor compliance with legal and ethical guidelines
  • Identify potential risks and develop strategies to mitigate them
  • Perform routine risk assessments to understand compliance risk, scope, and significance
  • Assist the Operations Team with tasks as required

Requirements:

  • Regulatory knowledge and understanding of laws and regulations that apply to our organization
  • Data analysis and analytical skills to research and interpret data
  • Excellent communication skills to communicate regulations and laws to employees
  • Critical thinking and problem-solving skills to assess guidelines and put them into practice
  • Previous experience in the legal sector is desirable

Benefits:

  • Competitive salary: £45,000 - £55,000 per annum, depending on experience
  • 25 days holiday + bank holidays
  • Pension scheme with 5% employee contribution and 5% employer match
  • Life assurance and group income protection insurance
  • BUPA cash plan after completion of probationary period


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Job Description OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at QED Legal. This is an exciting opportunity to work in a dynamic and growing regional firm, providing comprehensive support to our clients and colleagues.In this role, you will be responsible for ensuring the firm's compliance with government and SRA...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    We are looking for a Regulatory Affairs Specialist to join our team at QED Legal. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to all relevant government and SRA regulations.Your duties will include managing conflict queries, performing risk assessments, conducting CDD and onboarding, and maintaining...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Full time

    Job Title: Compliance Risk SpecialistWe are seeking a highly organized and detail-oriented Risk & Compliance Officer to join our team at Focus Resourcing. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.The successful candidate will assist management and staff to identify and...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Job Description:We are seeking a highly skilled Compliance Governance Specialist to join our team at QED Legal in Wokingham. As a key member of our compliance department, you will play a crucial role in ensuring the firm's adherence to government and SRA regulations.About the Role:Support the COLP, MLRO, and DPO in maintaining regulatory compliance across...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Wokingham-based QED Legal, a leading regional Legal 500 firm with over 100 employees across three offices, offers support across multiple areas of law to personal and business clients.The company is seeking an experienced Compliance Officer to join their team. This role involves providing comprehensive support to the COLP, MLRO, and DPO in ensuring the...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Full time

    Job Summary:We are seeking an experienced Risk & Compliance Officer to join our team at Focus Resourcing. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.The successful candidate will have a strong background in regulatory affairs and risk management. Your responsibilities will...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    QED Legal, a well-established regional Legal 500 firm, is seeking an experienced Compliance Officer to support its team. The ideal candidate will have a deep understanding of SRA regulations, excellent data analysis skills, and relevant experience working within a law firm.In this role, you will provide comprehensive support to the COLP, MLRO, and DPO in...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About This Opportunity:QED Legal, a leading regional Legal 500 firm, is seeking a talented Regulatory Support Officer - Wokingham. You will be responsible for providing critical support to our compliance team in ensuring the firm remains compliant with government and SRA regulations.Your Key Responsibilities:Assist the COLP, MLRO, and DPO in managing...


  • Wokingham, Wokingham, United Kingdom Intersurgical Full time

    We are looking for a highly skilled Risk Coordinator to join our team at Intersurgical, a leading UK Medical Device Manufacturing Company.Job OverviewThis role involves working closely with the Risk Manager to develop and improve the efficiency of our Risk Management System, ensuring compliance with leading standards and regulations.Responsibilities:Develop...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About QED Legal">QED Legal, a leading regional law firm with over 100 employees across three offices, provides comprehensive support in various areas of law to personal and business clients. To strengthen our team, we are seeking an experienced Compliance Officer to assist the COLP, MLRO, and DPO in ensuring compliance with government and SRA regulations.The...

  • Compliance Manager

    3 days ago


    Wokingham, Wokingham, United Kingdom qed legal Full time

    Compliance Role OverviewQED Legal, a leading regional Legal 500 firm with over 100 employees across three offices, seeks an experienced Compliance Officer to support its ongoing success. The ideal candidate will bring extensive knowledge of compliance within a law firm, particularly in relation to SRA regulations.In this broad compliance role, you will be...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Job Title: Wokingham-based Compliance ProfessionalQED Legal is recruiting a highly motivated Compliance Professional to join our team in Wokingham. As a key member of our compliance department, you will be responsible for supporting the firm's regulatory compliance across multiple areas.About the Role:Work closely with the COLP, MLRO, and DPO to ensure...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About Our Ideal CandidateWe are seeking a highly motivated and experienced Compliance Officer to join our team at QED Legal. As a key member of our compliance department, you will play a crucial role in ensuring our firm remains compliant with all relevant regulations and guidelines. Your primary responsibilities will include managing conflict queries,...

  • Compliance Officer

    3 weeks ago


    Wokingham, Wokingham, United Kingdom Intersurgical Full time

    We are seeking an experienced Compliance Officer to join our Risk Management Department and lead the implementation of our Risk Management System.In this role, you will be responsible for ensuring that our risk practices comply with leading standards and regulations, such as ISO 14971 and EU MDR.You will work closely with our team of experts to develop and...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Group Full time

    Job DescriptionIn line with our client Focus Resourcing Group, we are seeking an experienced Risk & Compliance Officer to join their team. The role offers a unique opportunity for a highly organized individual who is passionate about risk management, ethical behaviors, and customer service.This is a prestigious position that requires the candidate to have...


  • Wokingham, Wokingham, United Kingdom Mayflower Recruitment Ltd Full time

    Job Title: Commercial Law SpecialistLocation: Reading, UKSalary:£40,000 - £55,000 per annumThe successful candidate will have 3-5 years' experience as a commercial paralegal with a strong background in contract administration. The role requires a professional and precise written and verbal communication style with the ability to translate complex legal...


  • Wokingham, Wokingham, United Kingdom Intersurgical Full time

    We are seeking a Medical Samples Specialist to join our team at Intersurgical. This is a full-time permanent position based in Wokingham, UK.Salary: £25,000 - £30,000 per annumThe role involves coordinating and managing medical samples, ensuring they are processed and stored efficiently. You will work closely with our research team to support their studies...


  • Wokingham, Wokingham, United Kingdom OCU Full time

    Job DescriptionWe are seeking an experienced Administrative Support Specialist to join our team in Reading / Finchampstead.The successful candidate will provide essential administrative support to the commercial department of projects, assisting with tasks related to contract management, procurement, financial administration, and documentation...


  • Wokingham, Wokingham, United Kingdom Sonderwell Full time

    Sonderwell is seeking a highly skilled Financial Operations Specialist to join our team on a part-time, 6-month fixed-term contract. The ideal candidate will have full ownership of the month-end process for three entities, ensuring compliance with accounting standards and regulations while providing valuable insights to support strategic decision-making.The...


  • Wokingham, Wokingham, United Kingdom OCU Full time

    Job DescriptionThe role of AsBuilt Documentation Specialist at OCU Group involves overseeing the collection, organization, and management of asbuilt documentation throughout the construction project lifecycle. This includes coordinating with project engineers, architects, contractors, and subcontractors to obtain asbuilt information and drawings reflecting...