Regulatory Affairs Professional

2 days ago


Wokingham, Wokingham, United Kingdom Focus Resourcing Full time
Job Summary:
We are seeking an experienced Risk & Compliance Officer to join our team at Focus Resourcing. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.

The successful candidate will have a strong background in regulatory affairs and risk management. Your responsibilities will include:
  • Assisting management and staff to identify and manage regulatory risks.
  • Ensuring compliance at all times with government and SRA regulations and investigating any irregularities.
  • Monitoring compliance to ensure that CI complies with legal and ethical guidelines.
  • Implementing measures to mitigate potential risks.
  • Managing conflict queries and higher risk conflict queries with the relevant Officer.

We offer a competitive salary package and opportunities for career growth and development. If you are a motivated and detail-oriented individual who is looking for a new challenge, please submit your application.

About the Role:
* Salary: £45,000 - £55,000 per annum
* Location: Central Wokingham (no parking available)
* Industry: Law Firm

Responsibilities:
* Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
* Ensure compliance at all times with government and SRA regulations and investigate any irregularities.
* Monitor compliance to ensure that CI complies with legal and ethical guidelines.
* Identify potential risks and implement measures to mitigate them.
* Manage conflict queries and higher risk conflict queries with the relevant Officer.


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