Regulatory Compliance Specialist

3 weeks ago


Wokingham, Wokingham, United Kingdom qed legal Full time

Job Description Overview

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at QED Legal. This is an exciting opportunity to work in a dynamic and growing regional firm, providing comprehensive support to our clients and colleagues.

In this role, you will be responsible for ensuring the firm's compliance with government and SRA regulations, including managing conflict queries, performing risk assessments, and conducting CDD and onboarding procedures. You will also provide guidance and support to the COLP, MLRO, and DPO.

Key Responsibilities

  • Manage conflict queries and perform risk assessments.
  • Conduct CDD and onboarding procedures.
  • Guarantee the firm's compliance with government and SRA regulations.
  • Provide guidance and support to the COLP, MLRO, and DPO.


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    We are looking for a Regulatory Affairs Specialist to join our team at QED Legal. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to all relevant government and SRA regulations.Your duties will include managing conflict queries, performing risk assessments, conducting CDD and onboarding, and maintaining...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Full time

    Job Title: Compliance Risk SpecialistWe are seeking a highly organized and detail-oriented Risk & Compliance Officer to join our team at Focus Resourcing. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.The successful candidate will assist management and staff to identify and...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Job Description:We are seeking a highly skilled Compliance Governance Specialist to join our team at QED Legal in Wokingham. As a key member of our compliance department, you will play a crucial role in ensuring the firm's adherence to government and SRA regulations.About the Role:Support the COLP, MLRO, and DPO in maintaining regulatory compliance across...

  • Compliance Specialist

    3 weeks ago


    Wokingham, Wokingham, United Kingdom qed legal Full time

    Wokingham-based QED Legal, a leading regional Legal 500 firm with over 100 employees across three offices, offers support across multiple areas of law to personal and business clients.The company is seeking an experienced Compliance Officer to join their team. This role involves providing comprehensive support to the COLP, MLRO, and DPO in ensuring the...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Full time

    Job Summary:We are seeking an experienced Risk & Compliance Officer to join our team at Focus Resourcing. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.The successful candidate will have a strong background in regulatory affairs and risk management. Your responsibilities will...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    QED Legal, a well-established regional Legal 500 firm, is seeking an experienced Compliance Officer to support its team. The ideal candidate will have a deep understanding of SRA regulations, excellent data analysis skills, and relevant experience working within a law firm.In this role, you will provide comprehensive support to the COLP, MLRO, and DPO in...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About This Opportunity:QED Legal, a leading regional Legal 500 firm, is seeking a talented Regulatory Support Officer - Wokingham. You will be responsible for providing critical support to our compliance team in ensuring the firm remains compliant with government and SRA regulations.Your Key Responsibilities:Assist the COLP, MLRO, and DPO in managing...


  • Wokingham, Wokingham, United Kingdom Intersurgical Full time

    We are looking for a highly skilled Risk Coordinator to join our team at Intersurgical, a leading UK Medical Device Manufacturing Company.Job OverviewThis role involves working closely with the Risk Manager to develop and improve the efficiency of our Risk Management System, ensuring compliance with leading standards and regulations.Responsibilities:Develop...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About QED Legal">QED Legal, a leading regional law firm with over 100 employees across three offices, provides comprehensive support in various areas of law to personal and business clients. To strengthen our team, we are seeking an experienced Compliance Officer to assist the COLP, MLRO, and DPO in ensuring compliance with government and SRA regulations.The...

  • Compliance Manager

    2 weeks ago


    Wokingham, Wokingham, United Kingdom qed legal Full time

    Compliance Role OverviewQED Legal, a leading regional Legal 500 firm with over 100 employees across three offices, seeks an experienced Compliance Officer to support its ongoing success. The ideal candidate will bring extensive knowledge of compliance within a law firm, particularly in relation to SRA regulations.In this broad compliance role, you will be...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    About Our Ideal CandidateWe are seeking a highly motivated and experienced Compliance Officer to join our team at QED Legal. As a key member of our compliance department, you will play a crucial role in ensuring our firm remains compliant with all relevant regulations and guidelines. Your primary responsibilities will include managing conflict queries,...


  • Wokingham, Wokingham, United Kingdom qed legal Full time

    Job Title: Wokingham-based Compliance ProfessionalQED Legal is recruiting a highly motivated Compliance Professional to join our team in Wokingham. As a key member of our compliance department, you will be responsible for supporting the firm's regulatory compliance across multiple areas.About the Role:Work closely with the COLP, MLRO, and DPO to ensure...


  • Wokingham, Wokingham, United Kingdom Mayflower Recruitment Ltd Full time

    Job Title: Commercial Law SpecialistLocation: Reading, UKSalary:£40,000 - £55,000 per annumThe successful candidate will have 3-5 years' experience as a commercial paralegal with a strong background in contract administration. The role requires a professional and precise written and verbal communication style with the ability to translate complex legal...


  • Wokingham, Wokingham, United Kingdom OCU Full time

    Job DescriptionWe are seeking an experienced Administrative Support Specialist to join our team in Reading / Finchampstead.The successful candidate will provide essential administrative support to the commercial department of projects, assisting with tasks related to contract management, procurement, financial administration, and documentation...


  • Wokingham, Wokingham, United Kingdom Intersurgical Full time

    We are seeking a Medical Samples Specialist to join our team at Intersurgical. This is a full-time permanent position based in Wokingham, UK.Salary: £25,000 - £30,000 per annumThe role involves coordinating and managing medical samples, ensuring they are processed and stored efficiently. You will work closely with our research team to support their studies...


  • Wokingham, Wokingham, United Kingdom OCU Full time

    Job DescriptionThe role of AsBuilt Documentation Specialist at OCU Group involves overseeing the collection, organization, and management of asbuilt documentation throughout the construction project lifecycle. This includes coordinating with project engineers, architects, contractors, and subcontractors to obtain asbuilt information and drawings reflecting...


  • Wokingham, Wokingham, United Kingdom Mayflower Recruitment Ltd Full time

    Job SummaryThis role is an exciting opportunity for a skilled Paralegal to join Mayflower Recruitment Ltd as a Commercial Contracts Specialist. As part of our team, you will be responsible for assisting with the drafting of business agreements, terms of business, and non-disclosure agreements. Your key responsibilities will include reviewing and amending...


  • Wokingham, Wokingham, United Kingdom Robert Walters UK Full time

    We are looking for a highly motivated Finance Manager to join our client's team in Wokingham, covering various financial responsibilities, including management accounts, statutory accounts, and tax compliance.The ideal candidate will possess excellent technical skills, such as financial reporting, budgeting, and forecasting, with the ability to analyze...


  • Wokingham, Wokingham, United Kingdom Leaders Romans Group Full time

    About the RoleWe are looking for a seasoned Health and Safety professional to join our team as Head of Health and Safety.The role involves providing strategic leadership for the Health and Safety function across Operations and Retail.The key responsibilities include:Leading the development and implementation of HSE policies, procedures, and monitoring...


  • Wokingham, Wokingham, United Kingdom Focus Resourcing Full time

    Job Description:Focus Resourcing is seeking a highly organized and detail-oriented Risk & Compliance Officer to join our team. In this role, you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements.The successful candidate will have a strong background in risk management and regulatory affairs. Your...