Compliance Programme Director
1 week ago
- Ensure compliance with FCA Handbook and relevant regulations.
- Foster positive relationships between compliance and front office.
- Conduct continuous monitoring and reviews of the Compliance Programme and trading activities.
- Utilise technology to identify potential cases of market abuse or other Compliance-related breaches.
- Be the point of contact for the FCA, maintaining records, submitting reports, and regulatory filings.
You will establish solid first-line KYC and AML processes for the onboarding of clients and conduct ongoing due diligence for existing clients.
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Senior Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...
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Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...
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Compliance Director for Global Operations
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...
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Compliance Programme Director
17 hours ago
London, Greater London, United Kingdom Attribution Search Full timeJob Title: Compliance Programme DirectorAttribution Search is a leading Multi Billion Hedge Fund seeking a highly skilled Compliance Programme Director to oversee its growing business in London.The ideal candidate will have strong buy side compliance experience, with a background in Asset Management, Hedge Funds or Consultancy. A broad compliance coverage,...
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Compliance Lead
1 day ago
London, Greater London, United Kingdom Compliance Wise Full timeAt Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...
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Programme Compliance Director
3 weeks ago
London, Greater London, United Kingdom Greenacre Recruitment Ltd Full timeWe are seeking an experienced Programme Compliance Director to join our client, a London-based housing association.Job Summary:The successful candidate will be responsible for managing asset data, preparing planned programmes and budgets, and ensuring the organisation meets its statutory obligations.Key Responsibilities:Manage asset data and develop planned...
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Compliance Director of Operations
4 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeThis is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...
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Global Compliance Director
4 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...
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Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeWe are exclusively recruiting for a Compliance Director - Accountancy Firm to join our client's team. As a key member of the leadership team, you will oversee the development and implementation of their compliance strategy, ensuring that all regulatory requirements are met and risks are mitigated.You will work closely with operations to ensure that internal...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...
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Regulatory Affairs Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly experienced Regulatory Affairs Director to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global compliance strategy.About the RoleThis is a challenging and rewarding role that requires a strong understanding of regulatory...
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Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Leader WantedAj Fox Compliance is seeking a seasoned professional with a passion for AML, regulatory compliance, and conflict management to lead their compliance strategy and team. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm.Key responsibilities...
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Aircraft Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...
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Risk Governance
3 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Compliance and Risk Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...
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Regulatory Compliance Director
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeSalary Range:We offer a highly competitive salary package, estimated to be around £120,000 - £180,000 per annum, depending on experience. Additionally, you will benefit from a range of perks and benefits, including opportunities for career growth and professional development.The ideal candidate will have at least 6 years' experience in in-house Compliance...