Compliance Manager

3 weeks ago


Cambridge, Cambridgeshire, United Kingdom ELP Consult Ltd. Full time
About the Role

The Compliance Manager - Mandarin Speaking Professional will be responsible for ensuring that ELP Consult Ltd.'s operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities.


Key Responsibilities
  • Develop and implement the company's compliance policies and procedures to ensure regulatory compliance.
  • Review internal processes and operations to identify and resolve potential compliance issues.
  • Provide compliance training to ensure that all employees are aware of and adhere to relevant regulations and internal policies.
  • Participate in the compliance assessment and review of new products and business initiatives.
  • Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
  • Regularly report the company's compliance status and provide recommendations to senior management.

Requirements
  • Bachelor's degree or higher in Finance, Law, or a related field.
  • At least 5 years of compliance experience in the financial asset management industry.
  • In-depth knowledge of regulatory regulations and policies, with extensive compliance management experience.
  • Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
  • Proficient in using compliance management tools and software.
  • Thorough understanding of compliance auditing, risk control, and internal controls.
  • Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
  • Familiarity with compliance and regulatory policies in the crypto industry.

Working Environment

The Compliance Manager - Mandarin Speaking Professional will work closely with the senior management team to ensure the company's compliance with regulatory requirements.


What You'll Bring
  • Exceptional communication and interpersonal skills.
  • Strong analytical and problem-solving skills.
  • Ability to work effectively in a fast-paced environment.
  • Proficiency in using compliance management tools and software.

About ELP Consult Ltd.

ELP Consult Ltd. is a leading provider of compliance services to the financial asset management industry. We are committed to ensuring the highest standards of compliance and regulatory excellence.



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