Compliance Specialist
3 weeks ago
Job Title: Compliance Officer
Job Summary:
Marshall Motor Group is seeking a Compliance Officer to join our team at our Mercedes Benz dealership in Blackburn. This is a full-time, fixed-term contract role to cover Maternity Leave, reporting to our Compliance Manager.
Key Responsibilities:
- Assist the Compliance Manager in ensuring business compliance with regulations.
- Promote a positive compliance culture within the organization.
- Provide compliance advice and recommendations to the business.
- Organize and maintain compliance records, ensuring all logs are up to date.
- Assist with the delivery of the Training & Competence Framework and Compliant Management Framework.
- Conduct compliance monitoring activities in accordance with the annual plan.
- Assist the business in maintaining compliance and adherence to policies and procedures, highlighting risks and areas of improvement.
- Collaborate with other members of the Compliance Department.
Requirements:
- Knowledge of FCA regulatory requirements, particularly CONC, PRIN, COCON, SYSC, TC, and DISP, pertaining to the sale of consumer finance and/or general insurance.
- Knowledge of the Consumer Duty is desirable.
- A working understanding of the regulatory framework.
- IT literacy with the ability to organize and analyze high volumes of data.
- Excellent communication skills.
- Excellent attention to detail and accuracy.
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