Compliance Programme Coordinator
20 hours ago
Job Description:
The Black Swan Group is committed to upholding the highest standards of compliance and regulatory adherence in the alternative investment sector. As a Compliance Programme Coordinator, you will play a vital role in maintaining and enhancing the firm's compliance programme.
Main Responsibilities:
- Oversee the implementation and maintenance of compliance policies and procedures.
- Ensure adherence to applicable regulations, policies, and procedures.
- Develop and implement effective thematic review and testing protocols.
- Coordinate regulatory filings and submissions.
- Conduct reviews of financial promotions and marketing materials for compliance.
- Provide support for PA dealing, G&E, and compliance training initiatives.
- Assist with client onboarding (AML and KYC) processes.
- Engage in ad hoc project work as required.
Key Requirements:
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Prior experience (2+ years) in a generalist compliance role working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
Salary Range: £55,000 - £65,000 per annum.
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