Compliance Programme Coordinator

20 hours ago


London, Greater London, United Kingdom Black Swan Group Full time

Job Description:

The Black Swan Group is committed to upholding the highest standards of compliance and regulatory adherence in the alternative investment sector. As a Compliance Programme Coordinator, you will play a vital role in maintaining and enhancing the firm's compliance programme.

Main Responsibilities:

  • Oversee the implementation and maintenance of compliance policies and procedures.
  • Ensure adherence to applicable regulations, policies, and procedures.
  • Develop and implement effective thematic review and testing protocols.
  • Coordinate regulatory filings and submissions.
  • Conduct reviews of financial promotions and marketing materials for compliance.
  • Provide support for PA dealing, G&E, and compliance training initiatives.
  • Assist with client onboarding (AML and KYC) processes.
  • Engage in ad hoc project work as required.

Key Requirements:

  • Bachelor's degree in Finance, Economics, Law, or a related field.
  • Prior experience (2+ years) in a generalist compliance role working for an alternative investment firm.
  • Strong knowledge of UK financial regulations and industry best practices.
  • Excellent analytical and problem-solving skills with high attention to detail.
  • Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.

Salary Range: £55,000 - £65,000 per annum.



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