Senior Leadership Manager

4 weeks ago

London, Greater London, United Kingdom Bank of America Full time

Job Title: Senior Leadership Manager

Job Summary:

The Senior Leadership Manager operates as a liaison to senior leadership for day-to-day responsibilities of the team, having demonstrated strong performance, leadership, and a thorough understanding and expertise for the responsibilities of the role. The ideal candidate will have a minimum of two years of experience in Consumer Investments Home Office, supervision as a Supervision Manager, and prior experience in a Leadership or Coaching role. The role requires a Bachelor's degree or equivalent work experience, FINRA Series 7, 8 or 9/10, 63/65 or 66, and familiarity with compliance and regulatory issues.

Key Responsibilities:

  • Day-to-day front-line supervision, including mandated supervisory reviews and enterprise alerts
  • Trade, solution & enrollment review, trade correction, and complaint resolution
  • Development of advisor proficiency through supplemental training, active coaching & remediation of policy and procedure violations

Requirements:

  • Minimum of two years of experience in Consumer Investments Home Office
  • Supervision as a Supervision Manager. Prior experience in a Leadership or Coaching role.
  • Bachelor's degree or equivalent work experience
  • FINRA Series 7, 8 or 9/10, 63/65 or 66 or equivalent to be considered for the role.
  • Familiarity with compliance and regulatory issues
  • Strong leadership abilities, communication, and delegation skills
  • Familiarity with Microsoft Word, Excel, and PowerPoint
  • Proven ability to manage risk and make sound decisions by having a deep understanding of industry regulations, supervisory requirements, and policies/procedures.
  • Ability to identify client needs and concerns, and coach advisors on aligning solutions to goals in a suitable and controlled way
  • Strong analytical skills with ability to identify trends, root cause and effects, and implement improved processes to mitigate risk.

Work Environment:

1st shift (United States of America)

40 hours per week

Pay Transparency details:

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