FCA Compliance Professional

Compliance Expert WantedWe are seeking an experienced compliance professional to join our team as Head of Compliance. The successful candidate will have a deep understanding of FCA regulations and experience working in a CFD brokerage firm.Key ResponsibilitiesDevelop and implement comprehensive compliance policies, procedures, and controls.Serve as the...

Job Title: Compliance ManagerMarsden, a rapidly growing fintech company in Central London, seeks a seasoned Compliance Manager to join its team.This permanent role involves working closely with our AI-powered trading platform serving institutional clients, ensuring adherence to the FCA Handbook and best practices.The successful candidate will have experience...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

Fintech Regulatory Expertise RequiredWe are seeking an experienced Compliance Manager to join our team in Central London. The ideal candidate will have a deep understanding of FCA regulations and be able to apply their knowledge to a business at this stage of growth.The successful applicant will be responsible for providing guidance on the FCA Handbook, best...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Job OverviewWe are seeking a seasoned Compliance Director to lead our compliance function and ensure adherence to FCA regulations.Key Responsibilities:Stay up-to-date on FCA regulations and ensure our policies and procedures remain effective and current.Serve as the primary point of contact for regulatory inquiries and examinations, maintaining excellent...

We are seeking a highly skilled Regulatory Affairs Professional to join our client's team in the UK. This role involves taking a leading role in preparing the Firm's FCA application and developing related procedures, surveillance, and regulatory submissions.The ideal candidate will have strong interest and willingness to develop expertise in legal,...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Job TitleWe are seeking a highly skilled Compliance Expert to lead our UK FCA application and compliance development efforts.About the RoleThis is an exciting opportunity to partner with a leading quantitative investment firm focused on systematic trading strategies in global markets.The successful candidate will report directly into the Global Chief...

Job OverviewWe are seeking an experienced professional to join our Data and AI Risk Hub as a Data and AI Risk Associate. In this role, you will oversee the governance process to manage and control responsible AI and data risks. You will support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy. This is a...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

About the RoleWe are seeking a highly skilled Data and AI Risk Associate to join our team at the FCA.Key ResponsibilitiesOversee the governance process to manage and control responsible AI and data risks.Support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy.Collaborate with teams across the organisation,...

Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...

Job DescriptionMiryco Consultants Ltd is looking for a highly skilled Compliance Monitoring Analyst to join their team in London. The successful candidate will be responsible for undertaking compliance monitoring activities across regulated firms.Key Responsibilities:Develop and implement the Compliance Monitoring Framework and Plan, working closely with...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

We are seeking a Financial Conduct Authority (FCA) Compliance Officer to join our team on a permanent basis at Marsden, a leading fintech scale-up business.This role offers a unique opportunity for a skilled professional to develop their skills in a dynamic and fast-paced environment. As an FCA Compliance Officer, you will be responsible for ensuring that...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...