FCA Compliance Lead

Compliance Expert WantedWe are seeking an experienced compliance professional to join our team as Head of Compliance. The successful candidate will have a deep understanding of FCA regulations and experience working in a CFD brokerage firm.Key ResponsibilitiesDevelop and implement comprehensive compliance policies, procedures, and controls.Serve as the...

Job Description:We are seeking a highly skilled Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our operations comply with all relevant regulations and laws.The ideal candidate will have a deep understanding of regulatory requirements and excellent communication...

About the Role:This is an exciting opportunity to join a leading financial services firm as a Head of Risk and Compliance. We are looking for a highly experienced individual with a strong background in Financial Services and a proven track record of delivering effective compliance solutions.Key Requirements:Minimum 10 years of experience in the Compliance...

Job Title:Finitas is seeking an experienced FCA Compliance Professional to join their team. The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory compliance.About the Role:This is a full-time position, with a 6-month fixed-term contract initially.You will be working in our City...

Job Title: Compliance Operations LeadWe are looking for a highly skilled Compliance Operations Lead to join our team at Compliance Professionals.**Job Description:**As a key member of our compliance team, you will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business...

Job TitleWe are seeking a highly skilled Compliance Expert to lead our UK FCA application and compliance development efforts.About the RoleThis is an exciting opportunity to partner with a leading quantitative investment firm focused on systematic trading strategies in global markets.The successful candidate will report directly into the Global Chief...

Job OverviewWe are seeking a seasoned Compliance Director to lead our compliance function and ensure adherence to FCA regulations.Key Responsibilities:Stay up-to-date on FCA regulations and ensure our policies and procedures remain effective and current.Serve as the primary point of contact for regulatory inquiries and examinations, maintaining excellent...

**Job Description**As the Compliance Strategy Lead, you will be responsible for managing and executing the Compliance monitoring programme, producing reports and making recommendations to mitigate compliance risks associated with the business activities. You will also propose compliance policies, procedures, and controls, providing commercially orientated...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

About the RoleWe are seeking a highly skilled Data and AI Risk Associate to join our team at the FCA.Key ResponsibilitiesOversee the governance process to manage and control responsible AI and data risks.Support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy.Collaborate with teams across the organisation,...

Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...

Job DescriptionMiryco Consultants Ltd is looking for a highly skilled Compliance Monitoring Analyst to join their team in London. The successful candidate will be responsible for undertaking compliance monitoring activities across regulated firms.Key Responsibilities:Develop and implement the Compliance Monitoring Framework and Plan, working closely with...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

At Compliance Professionals, we are looking for an experienced professional to lead our regulatory affairs team as the Regulatory Affairs Lead.About Us:We are a leading provider of compliance solutions to the financial services industry.Job Summary:This is a challenging role that requires strong knowledge of FCA regulations and...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Job OverviewWe are looking for a highly skilled and experienced Head of Compliance to lead our regulatory compliance efforts. The successful candidate will have a strong background in FCA regulations and experience working in a CFD brokerage firm.Key DutiesOversee and maintain our policies and procedures to ensure they remain effective and compliant.Develop...

We are seeking a Financial Conduct Authority (FCA) Compliance Officer to join our team on a permanent basis at Marsden, a leading fintech scale-up business.This role offers a unique opportunity for a skilled professional to develop their skills in a dynamic and fast-paced environment. As an FCA Compliance Officer, you will be responsible for ensuring that...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

Join Our Team as a Compliance OfficerWe are seeking a skilled and experienced Compliance Officer to join our team at Compliance Professionals.About the JobThis is a challenging and rewarding role that requires a strong understanding of regulatory requirements and the ability to communicate complex information clearly and effectively.Key...