FCA Compliance Analyst

Company OverviewThe Financial Conduct Authority (FCA) regulates the conduct of nearly 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive.SalaryThe estimated salary for this role is £54,800 per annum, with the possibility of earning up to £62,400 depending on skills and experience. Our competitive flexible benefits...

Company Overview: Compliance Professionals is a boutique wholesale bank seeking a Junior Compliance Officer to join our team in an office-based 5-day role.Salary: Estimated salary for this position is around £45,000 - £55,000 per annum, depending on experience.Job Description:Support the monitoring and assessment of compliance with regulatory requirements...

About the RoleWe are seeking a highly skilled Data and AI Risk Associate to join our team at the FCA.Key ResponsibilitiesOversee the governance process to manage and control responsible AI and data risks.Support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy.Collaborate with teams across the organisation,...

Job TitleWe are seeking a highly skilled Compliance Expert to lead our UK FCA application and compliance development efforts.About the RoleThis is an exciting opportunity to partner with a leading quantitative investment firm focused on systematic trading strategies in global markets.The successful candidate will report directly into the Global Chief...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Compliance Analyst – FCA Focused An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws.Role and Responsibilities: Regulatory...

We are looking for a highly skilled Compliance Control Analyst to join our team at The Curve Group.This analyst will be responsible for conducting quality checks on new account opening applications, providing support to the unit head in conducting quality checks on periodic client due diligence reviews, and carrying out sample quality checks of uploaded...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

Job OverviewWe are looking for a highly skilled and experienced Head of Compliance to lead our regulatory compliance efforts. The successful candidate will have a strong background in FCA regulations and experience working in a CFD brokerage firm.Key DutiesOversee and maintain our policies and procedures to ensure they remain effective and compliant.Develop...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Fintech Regulatory Expertise RequiredWe are seeking an experienced Compliance Manager to join our team in Central London. The ideal candidate will have a deep understanding of FCA regulations and be able to apply their knowledge to a business at this stage of growth.The successful applicant will be responsible for providing guidance on the FCA Handbook, best...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

We are seeking a Financial Conduct Authority (FCA) Compliance Officer to join our team on a permanent basis at Marsden, a leading fintech scale-up business.This role offers a unique opportunity for a skilled professional to develop their skills in a dynamic and fast-paced environment. As an FCA Compliance Officer, you will be responsible for ensuring that...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...