Financial Services Regulatory Compliance Director

Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

The Company: Compliance Professionals is an international banking organization seeking a Compliance Director to lead our AML/CTF efforts. The Responsibilities:Oversee the development and implementation of our Compliance Framework.Ensure compliance with AML staff training obligations and sanctions and transaction monitoring regime.Develop and implement the...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

Compliance, Risk and Oversight Officer (CROO)Job Summary: We are seeking a Compliance, Risk & Oversight Officer for our company who will work closely with the Risk and Compliance Officer. The role will be a primary control function for the company.About Us: Fire Financial Services Limited is a leading FinTech firm working with thousands of businesses and...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job DescriptionJob Title: Head of Financial Crime Compliance DirectorJob Summary:We are seeking a highly experienced and skilled Head of Financial Crime Compliance Director to join our team. The successful candidate will be responsible for providing advice and guidance to the London business and support functions as well as EMEA Local office MLROs on...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Job SummaryWe are seeking a highly skilled and experienced Compliance Director, Regulatory Affairs to join our team at AXA Investment Managers. The successful candidate will have a strong background in regulatory compliance, with experience working in the financial services industry.About the RoleThis is an exciting opportunity for a senior compliance...

About the RoleWe are looking for a Regulatory Administrator to join our team in London. The successful candidate will have previous experience working within a legal/compliance department and be familiar with regulatory requirements.Main Responsibilities:Write and circulate minutes to directors and other relevant staff.File ad hoc documents with Companies...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

A career-defining opportunity has arisen for a highly skilled Compliance Regulatory Specialist to join the American Express Services Europe Limited team in Brighton, United Kingdom.As a key member of our regulatory affairs team, you will play a pivotal role in ensuring compliance with relevant laws and regulations, including those governing the UK Retail...

Job DescriptionSquare is seeking an experienced Compliance Director to lead our financial services compliance efforts in the UK. As a key member of our global Compliance team, you will drive implementation of compliance controls and processes under regulatory programs.About the RoleThis critical role requires a strong understanding of AML/CTF regulations and...

Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

Swift Software is a critical service provider to the global financial system, overseen by the G-10 central banks, with the National Bank of Belgium (NBB) acting as the lead overseer. The company aims to ensure effective controls and processes are in place to avoid risks to financial stability and the soundness of financial infrastructures.The Director of...

About the JobKPMG is currently seeking a highly skilled Director of Regulatory Financial Services to join our team. This role presents an exceptional opportunity to work with our clients, providing expert advice on regulatory finance matters and helping them navigate complex market conditions.The Director will lead client engagements on both public and...