Senior Supervisor for Peer-to-Peer and Crowdfunding Firms

4 weeks ago


Leeds, Leeds, United Kingdom Financial Conduct Authority Full time
About the Role

We are seeking a highly skilled Senior Supervisor to join our P2P and Crowdfunding team in the Investment Platforms and SIPP Operators (IPSO) Department. As a key member of our team, you will play a crucial role in ensuring consumer interests are central to the firms within each of these portfolios.

Key Responsibilities
  • Analyse the business models and strategies of firms, identifying conduct risks that could cause harm to consumers and/or markets.
  • Develop and deliver supervision and mitigation strategies, setting clear expectations to firms and influencing their conduct behaviour to deliver better outcomes for consumers.
  • Make sound judgements that solve problems identified through evidence-based analysis, from information and data about firms and wider industry issues.
  • Develop constructive working relationships with senior management in the firms we supervise.
  • Deliver targeted and effective communications to key stakeholders, internally and externally.
What You Will Get From the Role
  • Opportunity to work in a complex, high-profile sector with potential to make a positive impact for consumers who use investment products.
  • A stimulating and exciting environment with varied and high-profile work dealing with senior stakeholders.
  • Exposure to a diverse cross-divisional FCA approach that includes Prudential, Resolution, Policy, Financial Crime and Enforcement.
  • Opportunity to contribute to work and decisions that can make a real difference for retail consumers.
Our Benefits
  • 25 days holiday per year plus bank holidays.
  • Private healthcare with Bupa.
  • A non-contributory Pension of at least 8% of basic salary each month.
  • Life assurance of eight times your basic salary.
  • Income protection.
About Us

The Financial Conduct Authority regulates the conduct of 50,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We do this to make sure markets work well for individuals, businesses and the economy as a whole.

We are a signatory to the Government's Disability Confident scheme, which means that we will offer an interview to disabled candidates entering under the scheme, who best meet the minimum criteria for a role.

We welcome applications from candidates who are looking for flexible arrangements, including working part-time, staggered hours, and job shares.


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