Governance and Compliance Specialist

3 weeks ago


London, Greater London, United Kingdom SSQ Full time
About the Opportunity

The Deputy Company Secretary will play a key role in supporting the Company Secretary in maintaining high standards of corporate governance at our international media and entertainment company. This role offers a unique opportunity to work in a dynamic and rapidly growing industry.

Key Responsibilities
  • CORPORATE GOVERNANCE AND COMPLIANCE:
    • Develop and implement effective governance frameworks, policies, and procedures in line with the UK Corporate Governance Code.
    • E nsure compliance with relevant regulations, including the Companies Act 2006, Listing Rules, Disclosure Guidance and Transparency Rules (DTRs), and Market Abuse Regulation (MAR).
    • Provide expert guidance to the Board on corporate governance matters.
  • STATUTORY OBLIGATIONS AND REGULATORY FILINGS:
    • Maintain accurate and up-to-date statutory records, including registers of members, directors, and secretaries.
    • Manage the filing of statutory returns and updates to Companies House and the Financial Conduct Authority (FCA).
    • Coordinate the AGM process, including drafting notices, coordinating proxies, and responding to shareholder queries.
  • SERVICE PROVIDERS AND STAKEHOLDER ENGAGEMENT:
    • Work closely with external auditors, legal advisors, and regulators to ensure compliance with regulatory requirements.
    • Oversee the production of the Annual Report and other statutory disclosures, ensuring compliance with UK Listing Authority (UKLA) and FCA requirements.
  • RISK MANAGEMENT AND INTERNAL CONTROLS:
    • Contribute to the development and monitoring of internal control systems to manage risks related to governance, regulatory compliance, and shareholder engagement.
    • Assist in reviewing and implementing the company's Risk Management framework.
Requirements
  • Qualified Chartered Secretary or Lawyer.
  • Bachelor's degree in Law, Finance, Business, or related fields preferred.
  • Previous experience in a Company Secretarial or Governance role within a listed company.
  • Familiarity with FCA, Listing Rules, and MAR regulations.
  • Experience in managing Board and Committee processes.
Estimated Salary: £65,000 - £85,000 per annum

  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

  • Risk Governance

    2 months ago


    London, Greater London, United Kingdom Risk & Compliance Platform Full time

    About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Overview:Compliance Professionals seeks an experienced Risk Governance Specialist to join our team. This role requires strong leadership and management skills, as well as extensive experience in legal, compliance, and AML roles within the financial services industry.About the Job:The Risk Governance Specialist will be responsible for leading the...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...


  • London, Greater London, United Kingdom Risk & Compliance Platform Full time

    Job OverviewWe are seeking a highly skilled Process Governance & Standards Compliance Lead to join our team at Risk & Compliance Platform. The successful candidate will be responsible for leading the development and implementation of quality management systems, ensuring compliance with relevant regulations and standards.About the RoleThis is an exciting...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AML Governance Specialist RoleAJ Fox Compliance is seeking an experienced AML Governance Specialist to join our team in London. As a key member of our compliance department, you will be responsible for leading the implementation of AML regulations and conflict processes.Key Responsibilities:Refine AML regulations and conflict processes to ensure adherence to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    **Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the Role: AJ FOX COMPLIANCE is currently seeking a talented Compliance and Data Governance Lead to join our dedicated team. As a key member of our organisation, you will be responsible for developing and implementing robust data governance frameworks that align with industry standards and regulatory requirements.In this significant role, you...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Risk Governance SpecialistAJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to join our team in London.About the Role:As a Risk Governance Specialist, you will be responsible for managing complex issues such as conflicts, reputational risk, and financial crime. You will also develop policies, frameworks, procedures, and systems to ensure...


  • London, Greater London, United Kingdom Risk & Compliance Platform Full time

    Job OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OverviewAJ Fox Compliance is a leading law firm dedicated to providing expert risk management and compliance services. We're currently seeking a skilled Compliance Governance Executive to join our team.The estimated annual salary for this position is around $125,000, based on industry standards. As a key member of our team, you'll collaborate with senior...


  • London, Greater London, United Kingdom Simmons & Hanbury Full time

    Job Overview: Simmons & Hanbury is a specialist executive search firm seeking an experienced Compliance Governance Specialist to join their growing compliance function. This role will involve working across various advisory, regulatory, compliance monitoring, marketing & distribution areas.About the Role:The Compliance Governance Specialist will assist the...


  • London, Greater London, United Kingdom Cross Resourcing Full time

    About the Role: We are recruiting for a Governance and Compliance Specialist to join our client's Global Operations Team at their award-winning, forward-thinking law firm based in London. This role is perfect for a motivated professional who combines technical expertise with exceptional collaborative skills and a drive to maintain and elevate operational...


  • London, Greater London, United Kingdom Q Networkers Ltd Full time

    We are seeking a highly skilled and experienced Compliance Governance Specialist to join our team at Q Networkers Ltd. In this role, you will be responsible for providing compliance advice and guidance to business stakeholders, as well as leading the design and delivery of a risk-focused Compliance Monitoring Plan.


  • London, Greater London, United Kingdom IGS | Information Governance Services Full time £27,000 - £30,000

    Company OverviewThe consultancy firm, IGS | Information Governance Services, is a reputable organization that prioritizes the needs of its clients. With a team of legal professionals, we provide ethical services that cater to various institutions worldwide.We are seeking an Data Protection Compliance Specialist who will assist us in delivering cutting-edge...


  • London, Greater London, United Kingdom Simpson Judge Full time

    Simpson Judge is recruiting for a Compliance and Governance Specialist to support the audit team in ensuring compliance with regulatory requirements and governance policies.The successful candidate will have experience in working under pressure, adhering to tight deadlines, and maintaining accurate records.You will be responsible for reviewing and evaluating...


  • London, Greater London, United Kingdom Alexander Lloyd Full time

    Job Title: Compliance Governance SpecialistA leading Law firm is seeking an experienced Compliance Governance Specialist to join their team. The successful candidate will have a proven track record in Anti-Money Laundering (AML) and Customer Due Diligence (CDD).The role involves working on a fully remote basis, with occasional attendance at meetings in...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...