Senior Regulatory Compliance Consultant

1 day ago


London, Greater London, United Kingdom MERJE Ltd Full time

Our client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. Based in London, this role offers a competitive salary of £65,000 - £80,000 per annum.

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The ideal candidate will have a passion for CASS compliance and thrive in a dynamic, hands-on environment. As a Senior Regulatory Compliance Consultant, you will be at the forefront of our client engagements, directly managing relationships, delivering high-quality work, and steering projects to successful outcomes.

Key Responsibilities:
  • Client Leadership and Project Management
    • Take a leading role in all client-facing work, ensuring the highest quality of delivery.
    • Manage projects and workstreams, ensuring client outcomes align with budget and timeline expectations.
  • Advisory and Regulatory Expertise
    • Provide advisory support on CASS compliance to a portfolio of financial services clients.
    • Maintain an in-depth understanding of CASS regulations, including CASS 6, 7, 8, and 10, and deliver expert insights on regulatory trends and developments.
    • Articulate compelling perspectives on industry developments, enforcement actions, and regulatory changes.
  • Business Development and Brand Building
    • Actively promote our firm's brand and services, identifying and pursuing opportunities to enhance our market presence.
    • Recent and significant experience in CASS audits at a Big 4, mid-tier or consulting firm.
    • Extensive knowledge of the UK regulatory framework and a track record of managing senior stakeholder relationships.
    • Proven project management skills, including judgment on escalation and risk management.
    • Ability to think independently, manage risks proactively, and drive business growth.
    • A strong network of compliance professionals and a client-focused approach.
    • Ability to lead with minimal supervision, fostering team success over individual achievement.
  • Technical Proficiency:
    • Deep regulatory knowledge and practical experience with CASS 6, 7, 8, and 10.
    • Skilled in articulating and developing regulatory insights and translating them into client solutions.
    • Strong grasp of FS sector processes and control infrastructures within the banking domain.

If you are passionate about CASS compliance, committed to client excellence, and excited to work with a dynamic, collaborative team in a small, flexible firm, please get in touch.



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