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Compliance Director

1 month ago

London, Greater London, United Kingdom Fram Search Full time
Job Overview

Fram Search is seeking a part-time regulatory advisor to support their trading and investment activities across various asset classes. The role involves providing legal and compliance guidance, coordinating with external lawyers, and assisting in transaction execution.

The appointee will work closely with the investment team on negotiated deals and ensure all legal documents, including NDAs and contracts, are reviewed and managed efficiently.

Key responsibilities include advising on compliance matters across the firm, covering regulatory reporting, AML/KYC requirements, and relevant laws for engaging investors.

Additionally, the role requires a proactive approach to monitoring regulatory developments, updating compliance policies, and conducting compliance audits.

Regular engagement with internal teams and external parties such as auditors and regulatory bodies is key to ensuring the firm's ongoing adherence to FCA regulations and other applicable laws.

We are keen to receive applications from experienced compliance professionals with asset management experience.

Key Skills: Compliance expertise, regulatory knowledge, asset management experience, excellent communication skills.

What We Offer: Competitive salary, flexible working arrangements, opportunities for professional growth and development.