Regulatory Compliance Program Lead

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Job TitleRegulatory LeadAbout the JobWe are seeking a highly experienced Regulatory Lead to join our team at Compliance Professionals.Key ResponsibilitiesStrategic relationship management with regulatory bodies worldwide.Authoritative advisory coverage across all business desks globally.Implementation of regulatory developments and adherence to relevant...

Job SummaryAJ Fox Compliance is seeking a highly skilled Risk Management Specialist to join our team. As a key member of our team, you'll provide expert guidance on regulatory and risk issues, collaborating with senior leadership and various departments to ensure compliance with all relevant legal, regulatory, and professional standards.The estimated annual...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

About the OpportunityAirwallex is seeking an experienced Regulatory Compliance Lead to join its Legal, Risk & Compliance team. As a key member of the team, you will be responsible for enhancing the global regulatory compliance strategy and 2LoD function of the company.This role offers a unique opportunity to build out and enhance the compliance programs,...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Job Title:Regulatory Compliance AttorneyAbout the Role:AJ FOX COMPLIANCE is seeking an experienced Regulatory Compliance Attorney to lead our team in developing and implementing effective compliance policies.This exciting opportunity requires a qualified lawyer with expertise in regulatory risk management, data protection, or data privacy to enhance their...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Company OverviewGoogle is a global technology leader that has pioneered numerous innovations in the field of technology. As a leading player in the tech industry, Google continuously seeks to adapt to emerging risks and ensure compliance with regulatory requirements.Salary$140,000 - $180,000 per annum, based on experience and qualifications.Job...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Attribution Search is a leading Multi Billion Hedge Fund with operations across Europe, US and Asia. We are seeking an experienced Regulatory Compliance Lead to oversee our compliance program and ensure regulatory matters are addressed in the EU entity.The successful candidate will have strong experience in buy side compliance, asset management or...

Job SummaryWe are seeking a Senior Regulatory Compliance Program Manager to join our team at Google Inc. The successful candidate will lead a portfolio of regulatory audits, ensuring program management aspects are built and maintained for the portfolio of regulatory obligations. As a key member of our Global team addressing emerging risks, you will work...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

At Compliance Professionals, we are looking for an experienced professional to lead our regulatory affairs team as the Regulatory Affairs Lead.About Us:We are a leading provider of compliance solutions to the financial services industry.Job Summary:This is a challenging role that requires strong knowledge of FCA regulations and...