Financial Compliance Expert
3 days ago
Space Exec is a forward-thinking investment group at the forefront of innovation, driving advancements in asset management, digital assets, quant trading, and cutting-edge financial strategies.
We are seeking a seasoned Compliance Manager to play a pivotal role in embedding robust compliance practices into our operations, ensuring agility in our global expansion and alignment with evolving regulatory landscapes.
The successful candidate will be an integral part of a dynamic team shaping the future of global finance. This exciting opportunity offers a highly competitive salary of £80,000 - £100,000 per annum, depending on experience.
Key Responsibilities:
- Design and maintain comprehensive compliance frameworks to meet regulatory and operational requirements.
- Conduct regular reviews and assessments to identify and mitigate compliance risks.
- Serve as the primary contact for regulatory bodies, handling licensing, audits, and inquiries.
- Provide expert training and guidance to teams on compliance standards and policies.
- Support regulatory engagements and manage responses to inspections or investigations.
- Monitor regulatory changes and drive updates to policies and procedures.
Required Skills and Qualifications:
- Bachelor's degree in Finance, Law, or a related field.
- Proficiency in Chinese to communicate effectively with key stakeholders in Asia.
- 5+ years' experience in compliance, preferably within asset management or related industries.
- Strong expertise in FCA regulations; crypto or digital asset knowledge is advantageous.
- Proven experience in managing compliance frameworks and risk controls.
- Relevant certifications (e.g., CFA, CRCM) are highly valued.
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