Financial Services Compliance Advisor

Job TitleFinancial Services Compliance AdvisorCompany OverviewNorthern Trust, a leading global financial institution, has been serving the world's most sophisticated clients for over 130 years. With a commitment to service, expertise, and integrity, we provide innovative financial services and guidance to individuals, families, and institutions.Job...

Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...

Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...

Join Our TeamWe are looking for experienced mortgage advisors to join our team at Online Mortgage Advisor. As a Senior Financial Advisor, you will be responsible for providing high-quality mortgage advice to clients across the UK.Estimated Salary: £45,000 - £65,000 per annum (dependent on experience and qualifications)Company OverviewWe are a...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...

Leadership OpportunityJoin Compliance Professionals as the Head of Compliance and Legal, where you will lead our Compliance and AML teams and drive a culture of excellence within the firm. This is an excellent opportunity to leverage your expertise and experience to shape the future of our company.Main Duties:Develop and implement comprehensive policies and...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

About the Role:We are seeking an experienced Financial Services Compliance Manager to join our team at Compliance Professionals.The ideal candidate will have a strong background in training and competence, with a proven track record of delivering high-quality compliance solutions in the wealth management sector.Key Responsibilities:Lead the development and...

Job OverviewSynchronicity Financial Services is a leading independent financial planning firm recruiting for a Compliance and Training Officer. The successful candidate will be responsible for supervising financial advisors, conducting risk assessments and providing ongoing support to the team.Salary: £55,000 - £75,000 per annum (dependent on...

Are you looking for a challenging and rewarding career as a Financial Services Advisor? Quilter Financial Planning has an exciting opportunity for a self-employed advisor to join our team at Mortgage Theory Ltd.This company prioritises flexible working, providing staff with the option to work from home. As a result, we are seeking an experienced individual...

About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...

Company Overview">HallMark Veterinary & Compliance Services is a leading provider of innovative solutions in the UK Agrifood sector, working closely with esteemed clients, including Defra, APHA, and prominent food producers.We strive to deliver exceptional value to our clients through our people, products, and services, making us a trusted partner in the...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

Role SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...

About This RoleWe are seeking an experienced self-employed mortgage advisor to join our team. As a financial channel advisor, you will be responsible for providing high-quality advice to our clients, managing referrals, and developing strong relationships with our partners.Responsibilities:Providing expert mortgage advice to clients, utilizing our...

About the RoleWe are seeking a highly skilled Financial Services Supervisor to join our team at Synchronicity Financial Services in London. This role is responsible for the supervision of financial advisors, working alongside other T&C supervisors and the wider T&C function, contributing to the progressive development of T&C across the firm.Job...

**Job Summary:**We are seeking a Financial Services Manager to join our team at Financial Divisions in London. This is an exciting opportunity to lead a team of financial advisors and drive business growth through strategic planning and execution.As a Financial Services Manager, you will be responsible for managing a team of advisors, developing business...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Are you a compliance expert looking for a new challenge?Job SummaryWe are seeking a highly skilled Financial Risk and Compliance Specialist to join our team at Fire Financial Services Limited. As a key member of our risk management team, you will be responsible for ensuring that our payment services comply with all relevant regulations and laws.Key...

Job Title: Compliance Officer - Anti-Financial CrimeThe Compliance Officer - Anti-Financial Crime role at Compliance Professionals involves working closely with the Business to identify and mitigate potential risks associated with financial crimes such as money laundering, terrorist financing, and other illicit activities. The successful candidate will have...