Head of Business Controls

2 days ago


London, Greater London, United Kingdom Mason Blake Full time
Head of Business Controls Opportunity

Mason Blake is seeking a seasoned professional to assume the role of Head of Business Controls. This is a rare opportunity for a buy-side professional with strong compliance and operations experience to join our team.

Key Responsibilities:
  • Compliance: Ensure business controls meet regulatory requirements, including Type I and II ISAE 3402 / AAF 01/06 / AAF 01/20 report compliance.
  • Oversight of Outsourced Providers: Perform due diligence on outsourced providers, ensuring alignment with SLAs, and assist the COO with project work.
Requirements:
  • 10 to 15 years' experience in a compliance role at a buy-side firm, with exposure to other operational functions.
  • Experience dealing with regulatory bodies such as the FCA.
  • Experience establishing separately managed accounts.
  • Understanding of trade operations and the trade order flow process.

This is an exciting opportunity for a professional with a strong background in compliance and operations to take on a leadership role and contribute to the success of Mason Blake.



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