Financial Regulatory Specialist

7 days ago


London, Greater London, United Kingdom Marex Spectron Full time

Marex Spectron is a leading global financial services platform, providing essential liquidity and market access to clients in the energy, commodities, and financial markets. Our teams possess a deep understanding of the industry, enabling us to deliver exceptional results for our customers.

Job Description

We are seeking an experienced Financial Regulatory Specialist to join our Operations Regulatory Reporting department. In this role, you will be responsible for daily processing of all firms' exchange and regulatory reporting functions, including MiFID TR, MIFID CPR, EMIR, DF, GCM & LTR requirements.

  • Daily monitoring and problem resolution associated with MiFID Transaction and Position Reporting
  • Daily monitoring and problem resolution associated with EMIR Trade, position, and valuation reporting
  • Support/maintain general static data, Exchange, and Regulatory enrichment information across platforms utilized by Operations
  • Assist with system changes and upgrades in line with business, exchange, and regulatory requirements
  • Ensure written procedures are in place and up to date for daily/monthly departmental tasks

Requirements

  • Able to work effectively under pressure in a busy environment
  • Excellent verbal and written communication skills
  • Punctual and enthusiastic team player with ability to take a high level of responsibility
  • Experience of MiFIR/EMIR Regulatory Reporting requirements essential
  • Previous exposure/Knowledge of SFTR & Dodd Frank

The estimated salary for this role is £50,000 - £65,000 per annum, depending on experience. We offer a competitive benefits package, including health insurance, retirement plan, and generous paid time off.



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