Senior Financial Services Regulatory Specialist

12 hours ago


London, Greater London, United Kingdom Lipson Lloyd-Jones Full time

We are seeking a Senior Financial Services Regulatory Specialist to join our team at Lipson Lloyd-Jones.

This role will involve advising banks, investment firms, asset managers, market infrastructure providers and other financial institutions on financial services law and regulation, including all major UK/EU regulatory regimes.

The ideal candidate will have experience in identifying, tracking and updating the team on regulatory developments, managing internal knowhow and providing technical legal updates.

Key responsibilities include assisting in the preparation of regular client briefings, writing blogs on legal developments and attending client events.

For this position, we require 6+ years' experience in financial services regulatory work, with PSL experience preferable. The successful candidate will also have top academic credentials and excellent analytical and communication skills.

As a Senior Financial Services Regulatory Specialist, you can expect a salary of £65,000 - £85,000 per annum.



  • London, Greater London, United Kingdom Hays Senior Finance Full time

    We are seeking an experienced Financial Services Regulatory Reporting Specialist to join our team at Hays Senior Finance. As a specialist in this field, you will play a key role in the preparation of Syndicate reporting to Lloyd's and annual accounts including QMA, tax returns.Key Responsibilities:Preparation of Syndicate reporting to Lloyd's and annual...


  • London, Greater London, United Kingdom Fire Financial Services Limited Full time

    Regulatory Affairs Specialist Job Summary:We are seeking an experienced Regulatory Affairs Specialist to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary...


  • London, Greater London, United Kingdom Bruin Financial Full time

    About the RoleWe are looking for a highly skilled Senior Regulatory Reporting Specialist to join our team in London. As a key member of our Risk Management department, you will be responsible for preparing and submitting accurate and timely regulatory reports to relevant authorities.Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and...


  • London, Greater London, United Kingdom Financial Conduct Authority Full time

    The Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...


  • London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    Thrive in a dynamic and fast-paced environment as a Senior Financial Services Regulatory Advisor at IDEX Consulting Ltd, advising on complex financial services regulations with a strong track record in the London market.This highly motivated 3-6 PQE lawyer will play a key role in advising clients on a wide range of financial services regulatory...

  • Financial Accountant

    3 weeks ago


    London, Greater London, United Kingdom Hays Senior Finance Full time

    Job DescriptionWe are looking for an experienced financial accountant to join our team as a senior accountant. The successful candidate will be responsible for ensuring compliance with accounting and regulatory standards, including UK GAAP, US GAAP, IFRS, and Lloyd's regulations.ResponsibilitiesProduction and delivery of Lloyds regulatory returns and FCA/PRA...


  • London, Greater London, United Kingdom TD Bank Full time

    Job Description">As a Financial Regulatory Specialist at TD Bank, you will play a critical role in ensuring our business operations are compliant with relevant financial regulations.">About the Role">This is a senior-level position that requires a strong understanding of financial regulations and industry trends. You will work closely with our business...


  • London, Greater London, United Kingdom Square Full time

    About the RoleAt Square, we're building a more inclusive economy that provides equal access to opportunity. We're seeking a highly engaged candidate with a passion for consumer and commercial lending to join our legal organization as a Financial Services Regulatory Specialist.The successful candidate will advise on multiple regulatory matters affecting our...


  • London, Greater London, United Kingdom Marsden International Legal Search Limited Full time

    Role OverviewWe are seeking a highly experienced Senior Regulatory Lawyer to join our client's Group legal team. The ideal candidate will have at least 6 years of broad regulatory experience within the regulated financial services space.Salary and BenefitsThe salary for this role is £120,000 - £180,000 per annum, with competitive bonus and benefits...


  • London, Greater London, United Kingdom Grant Thornton UK LLP Full time

    Are you looking for a new challenge in financial services? As a Financial Services Regulatory Specialist with Grant Thornton's Agile Talent Community, you will have the opportunity to work with our clients on a project-by-project basis.In this role, you will provide regulatory advice and guidance to our clients, ensuring they are compliant with relevant laws...


  • London, Greater London, United Kingdom Hays Senior Finance Full time

    Company OverviewYour new company is a fast-growing insurance group that requires a senior accountant to join their finance team. This role offers good exposure to senior business leaders, making it an excellent opportunity for professional growth.Job SummaryWe are seeking a skilled financial professional with expertise in accounting and regulatory standards....


  • London, Greater London, United Kingdom Grant Thornton UK LLP Full time

    Job OverviewWe are seeking an experienced Senior Regulatory Reporting Specialist to join our Financial Services Business Risk Services (FS BRS) team at Grant Thornton UK LLP.This is a fantastic opportunity for a skilled professional to work on various projects, collaborating with our clients and internal teams on short to medium-term assignments.As a Senior...


  • London, Greater London, United Kingdom Ryder Reid Legal Limited Full time

    Ryder Reid Legal Limited is a leading recruitment specialist connecting legal talent with top law firms globally. We are currently seeking a highly skilled Financial Services Regulatory Specialist to join our team on a rolling 6-month contract basis.The ideal candidate will have previous paralegal experience, preferably in a regulatory, fund structuring or...


  • London, Greater London, United Kingdom Illinois CPA Society Full time

    About the RoleThis is an exciting opportunity for a Senior Financial Regulatory Compliance Specialist to join our team at Illinois CPA Society, where you will play a critical role in ensuring that our organization complies with all relevant financial regulations.The ideal candidate will have extensive experience as a Business Analyst in the financial...


  • London, Greater London, United Kingdom Moody's Full time

    Job Overview: We are seeking a highly skilled Financial Regulatory Specialist to join our team at Moody's. This role will be responsible for assisting the Compliance Department in developing and implementing the company's compliance program.Key Responsibilities:Providing day-to-day business advisory services in the regionSupporting responses to regulatory...


  • London, Greater London, United Kingdom Herbert Smith Freehills Full time

    About Herbert Smith FreehillsWe are one of the world's leading law firms, advising many of the largest and most ambitious organisations across all major regions. With over 5,000 people, including 3,100 lawyers and over 2,000 business services professionals, operating from our global network of offices across Asia Pacific, Europe, the Middle East and North...


  • London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    About IDEX Consulting Ltd, we seek a highly motivated Senior Financial Regulation Advisor to join our dynamic team in London. As a key member of our Big 4 legal team, you will play a pivotal role in advising clients on a wide range of financial services regulatory matters.We are looking for an exceptional professional with a proven track record of advising...


  • London, Greater London, United Kingdom WeAreTechWomen Full time

    We Are Looking for a Financial Services Regulatory ExpertOur client, a leading global investment banking firm, is seeking a highly skilled Financial Services Regulatory Expert to join their team. As a key member of the Wealth Management business, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.The...


  • London, Greater London, United Kingdom Duke and Rawson Full time

    About the Role:">We are seeking a highly skilled Regulatory Law Specialist to join our team in London. As a key member of our financial services department, you will play a critical role in advising clients on regulatory matters and working closely with our fee-earning team.">Key Responsibilities:">">Provide expert advice on EU and UK regulatory law to...


  • London, Greater London, United Kingdom Bruin Financial Full time

    Job Description:As a Financial Reporting Specialist, you will play a crucial role in managing financial reporting for our clients in the EMEA region. This includes preparing and reviewing financial statements, managing regulatory reports, and ensuring compliance with relevant laws and regulations.The ideal candidate will have recently qualified as an...