Financial Regulatory Specialist

2 weeks ago


London, Greater London, United Kingdom TD Bank Full time

Job Description

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As a Financial Regulatory Specialist at TD Bank, you will play a critical role in ensuring our business operations are compliant with relevant financial regulations.

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About the Role

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This is a senior-level position that requires a strong understanding of financial regulations and industry trends. You will work closely with our business partners to identify and mitigate risks associated with regulatory non-compliance.

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Responsibilities

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  • Provide expert advice on financial regulations, including anti-money laundering, know-your-customer, and securities trading.">
  • Work closely with business partners to identify and mitigate risks associated with regulatory non-compliance.">
  • Develop and implement strategies to ensure compliance with relevant financial regulations.">
  • Collaborate with internal stakeholders to provide guidance on regulatory matters.">
  • Stay up-to-date with changes in financial regulations and industry trends, and provide training and guidance to colleagues as needed.">
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Requirements

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To be successful in this role, you will need:

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  • A bachelor's degree in finance or a related field.">
  • At least 5 years of experience in financial regulation, preferably in a financial institution.">
  • Strong knowledge of financial regulations, including anti-money laundering, know-your-customer, and securities trading.">
  • Excellent communication and interpersonal skills.">
  • Ability to work in a fast-paced environment and prioritize multiple tasks.">
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What We Offer

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We offer a competitive salary of $110,000 per year, plus benefits and opportunities for career growth and development.



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