Financial Regulatory Specialist
2 weeks ago
Job Description
">As a Financial Regulatory Specialist at TD Bank, you will play a critical role in ensuring our business operations are compliant with relevant financial regulations.
">About the Role
">This is a senior-level position that requires a strong understanding of financial regulations and industry trends. You will work closely with our business partners to identify and mitigate risks associated with regulatory non-compliance.
">Responsibilities
">- ">
- Provide expert advice on financial regulations, including anti-money laundering, know-your-customer, and securities trading.">
- Work closely with business partners to identify and mitigate risks associated with regulatory non-compliance.">
- Develop and implement strategies to ensure compliance with relevant financial regulations.">
- Collaborate with internal stakeholders to provide guidance on regulatory matters.">
- Stay up-to-date with changes in financial regulations and industry trends, and provide training and guidance to colleagues as needed.">
Requirements
">To be successful in this role, you will need:
">- ">
- A bachelor's degree in finance or a related field.">
- At least 5 years of experience in financial regulation, preferably in a financial institution.">
- Strong knowledge of financial regulations, including anti-money laundering, know-your-customer, and securities trading.">
- Excellent communication and interpersonal skills.">
- Ability to work in a fast-paced environment and prioritize multiple tasks.">
What We Offer
">We offer a competitive salary of $110,000 per year, plus benefits and opportunities for career growth and development.
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