Financial Regulatory Specialist

2 months ago


London, Greater London, United Kingdom Moody's Full time

Job Overview: We are seeking a highly skilled Financial Regulatory Specialist to join our team at Moody's. This role will be responsible for assisting the Compliance Department in developing and implementing the company's compliance program.

Key Responsibilities:

  • Providing day-to-day business advisory services in the region
  • Supporting responses to regulatory requests
  • Liaising with internal stakeholders to gather documents responsive to regulatory requests
  • Preparing materials for internal preparation of staff for regulatory interactions
  • Drafting regulatory responses
  • Supporting Compliance regulatory engagement (preparation, review, submission of reports)
  • Leading or participating in Compliance projects and initiatives

Requirements:

  • 6+ years of experience within a financial industry regulator, law firm, and/or Compliance department of a regulated financial services firm
  • Fluent oral and written English, another European language is a plus
  • Ability to exercise judgment and critical thinking
  • Excellent written and verbal communication skills

Estimated Salary Range: $80,000 - $110,000 per year



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