Senior Financial Regulatory Specialist

3 days ago


London, Greater London, United Kingdom Molten Ventures plc Full time
Job Description: Senior Compliance Specialist

We are seeking an exceptional Senior Compliance Specialist to join our team in London. As a key member of our Compliance function, you will work closely with all areas of our business to provide general Compliance advice and support the development of new products.

You will take a leading role in priority business and compliance projects, providing regulatory direction, insight, context, and challenge. You will also lead compliance monitoring and testing exercises to ensure that our business is operating in line with regulations and our policy.

In this role, you will provide training on regulatory issues to all business areas and work with colleagues across the business to prepare for and respond to regulatory change and regulatory engagement.

Your salary will be around £52,000 - £77,000 per year, depending on your experience and qualifications. We offer a competitive benefits package, including stock options and a range of other perks.

  • You have excellent knowledge of UK financial services regulations and knowledge of a range of financial products, including retail investment products.
  • You have experience of working in or with UK retail financial services regulated firms, ideally with a retail broking or wealth management business.
  • You will likely have some experience managing individuals either in a management role or through project leadership positions.


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