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Senior Financial Regulatory Specialist

1 month ago


London, Greater London, United Kingdom Herbert Smith Freehills Full time
About Herbert Smith Freehills

We are one of the world's leading law firms, advising many of the largest and most ambitious organisations across all major regions. With over 5,000 people, including 3,100 lawyers and over 2,000 business services professionals, operating from our global network of offices across Asia Pacific, Europe, the Middle East and North America, we are at the heart of the new global business landscape providing premium quality, full-service legal advice.

The Opportunity

Our global financial services regulatory practice helps clients solve their most complex and sensitive national and international regulatory challenges. We have specialists across our network of offices in Europe, North America, Asia-Pacific and the Middle East.

Our expertise covers the full spectrum of regulation, including authorisations and approvals; regulatory change; the regulatory aspects of transactions or restructurings; governance; risk management and compliance; market conduct; complaints handling; financial crime; and enforcement and investigations.

Recent matters include advising an investment vehicle on a majority equity investment in Metro Bank as part of the October rescue, advising the Earthshot Prize on regulatory issues for a new digital platform, and advising a leading international cross-border bank on its Basel 3:1 implementation.

Key Responsibilities
  • Identifying, tracking, storing and updating the team on regulatory developments
  • Managing internal knowhow
  • Acting as a sounding board for associates to provide a steer on how to identify relevant sources of rules, guidance and knowhow
  • Drafting technical legal updates
  • Coordinating with knowhow teams in other practice areas to contribute to cross-practice knowhow
  • Keeping precedents and knowhow notes up to date
  • Preparing new precedents and keeping precedents up to date
  • Helping to maintain a record of house views

This role involves working closely with colleagues to advise clients on regulatory issues, helping to develop our expertise and thought leadership in this area.

Requirements

We are looking for a highly skilled and experienced individual to join our team. You should have approximately 6+ years' experience in financial services regulatory work, with PSL experience preferable. Academic excellence is essential, with a broad spread of experience across several sectors rather than narrow experience of one sector or area of FS regulation.

A competitive salary of £85,000 - £110,000 per annum, depending on experience, will be offered to the successful candidate.