Financial Compliance Officer
1 week ago
A leading Financial Planners firm in Deeside is seeking a detail-oriented Compliance Assistant to ensure compliance and contribute to the smooth operation of their business.
The successful candidate will have strong organisational skills, excellent communication abilities, and attention to detail.
**Key Responsibilities:**
- Risk Assessment: Reviewing client documents to assess AML risk and approving new accounts.
- Client Reviews: Performing regular and special reviews on high-risk clients, updating their profiles with enhanced due diligence.
- Training and Support: Answering AML-related queries from colleagues and conducting training sessions.
- Decision Making: Making risk-based decisions to assign risk ratings to clients and ensuring that all necessary due diligence is documented and applied.
- Data Management: Logging newly onboarded clients monthly and providing statistics for review by senior managers.
- Regulatory Updates: Reviewing new regulations to integrate necessary changes into company processes.
**Salary & Benefits:**
The company offers a competitive salary up to £30k, flexible start and finish times, hybrid working arrangement, 28 days holiday plus bank holidays, free parking, and workplace pension.
This role provides an excellent opportunity for someone with experience in compliance support or financial services administration to grow their career in a fast-paced and rewarding environment.
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