Compliance Specialist

1 week ago


Deeside, Flintshire, United Kingdom Burton Recruitment Full time

We are partnered with a leading financial services firm in Deeside, seeking a proactive and detail-oriented Compliance Assistant to join their team.

This is an exciting opportunity to work in a dynamic environment, ensuring compliance and contributing to the smooth operation of the business.

**Key Responsibilities:**

  • Risk Assessment: Reviewing client documents to assess AML risk and approving new accounts.
  • Client Reviews: Performing regular and special reviews on high-risk clients, updating their profiles with enhanced due diligence.
  • Training and Support: Answering AML-related queries from colleagues and conducting training sessions.
  • Decision Making: Making risk-based decisions to assign risk ratings to clients and ensuring that all necessary due diligence is documented and applied.
  • Data Management: Logging newly onboarded clients monthly and providing statistics for review by senior managers.
  • Regulatory Updates: Reviewing new regulations to integrate necessary changes into company processes.

**Required Skills & Attributes:**

  • Strong Organisational Skills: Ability to manage multiple tasks, deadlines, and priorities efficiently.
  • Excellent Communication: Capable of interacting professionally with advisers, clients, and providers, both verbally and in writing.
  • Attention to Detail: Ensuring accuracy in documentation and compliance.
  • Team Player: Able to collaborate with colleagues across departments to achieve business goals.
  • Compliance Knowledge: Familiarity with FCA, AML, and KYC guidelines.

**Benefits & Career Development:**

The company offers a competitive salary up to £30k, flexible start and finish times, hybrid working arrangement, 28 days holiday plus bank holidays, free parking, and workplace pension.

This role provides an excellent opportunity for someone with experience in compliance support or financial services administration to grow their career in a fast-paced and rewarding environment.



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